DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• C••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Nov 25, 2024 · 6 filings
SEC status approved since Jan 2, 2025
RAUM
$334M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$334M as of Apr 1, 2026
Mar 31, 2025$124M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 31, 20250 then
Employees (5.A)4 as of Apr 1, 2026
Mar 31, 20255 then
Private funds1 as of Apr 1, 2026
Mar 31, 20251 then
RAUM +168% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +168%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $128M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$175M53%
- Pooled investment vehicles$128M38%
- Banks and thrifts$30.5M9.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $128M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• C•••••• C••• F•••• L••• | Hedge Fund | $94.4M | 18 | Nov 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- H•••• B••••• F••••••• · Managing Partner And Portfolio Managercontrolsince 09/2023 · owns 50% to 75%
- N••• J•••••• J••• · Chief Financial Officer And Chief Compliance Officercontrolsince 09/2023 · owns 5% to 10%
- H•••• M••••••• H•••••• · Partnersince 09/2023 · owns 10% to 25%
- K•••••• M•••• R•••••••• · Partnersince 09/2023 · owns 5% to 10%
- L•• H•••••• H••••• · Partnersince 09/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••••••• C•••••• C••• F••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $124,336,929 to $333,540,014 (+168.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +4.0% (1148 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 99% percentile
- institutional asset share shiftChange between filings · filing Apr 1, 2026institutional share of RAUM moved from 28.0% to 62.0% between the annual amendments of 2025-03-31 and 2026-04-01peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 2 to 5May 19, 2025 to Mar 31, 2026
- Assets in custody · $124M to $128MMay 19, 2025 to Mar 31, 2026
- Employees · 5 to 4May 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $124M to $334MMay 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $89.3M to $128MMay 19, 2025 to Mar 31, 2026
- RAUM · $124M to $334MMay 19, 2025 to Mar 31, 2026
- Business name · C••••••••• C••••••• P• L•• to C••••••••• C••••••• L••Mar 31, 2025 to May 19, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 19, 2025
- Legal name · C••••••••• C••••••• P• L•• to C••••••••• C••••••• L••Mar 31, 2025 to May 19, 2025
- Accounts · 1 to 2Nov 27, 2024 to Mar 31, 2025
- Assets in custody · $94.4M to $124MNov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $94.4M to $124MNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $94.4M to $89.3MNov 27, 2024 to Mar 31, 2025
- RAUM · $94.4M to $124MNov 27, 2024 to Mar 31, 2025
- Accounts · 2 to 1Nov 25, 2024 to Nov 27, 2024
- Private funds · 2 to 1Nov 25, 2024 to Nov 27, 2024
- Discretionary RAUM · $129M to $94.4MNov 25, 2024 to Nov 27, 2024
- RAUM · $129M to $94.4MNov 25, 2024 to Nov 27, 2024
Signals
2 dated events
- C••••••••• C••••••• L•• reported RAUM $333.5M, up 168% from $124.3M (2025-05-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••••••••• C••••••• P• L•• filed its initial SEC registration (Form ADV)Nov 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/congruencecapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-757-8205reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026