DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•• P••••••• I•••

Asset manager (funds and pooled vehicles)Venice, CaliforniaCRD 328607SEC 801-131730websiteIAPD
Latest filing Jul 17, 2026
First filing on the tape Nov 27, 2024 · 5 filings
SEC status approved since Jan 30, 2025
RAUM
$555M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
47
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$555M as of Jul 17, 2026
Mar 28, 2025$483M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 17, 2026
Mar 28, 20250 then
Employees (5.A)20 as of Jul 17, 2026
Mar 28, 202519 then
Private funds47 as of Jul 17, 2026
Mar 28, 20255 then
RAUM +15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$11.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$555M, 47 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$555M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
47reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$555M for 47 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• A•• · Cfo, Coo, Clo, Cco & Directorcontrol
        since 09/2021 · owns less than 5%
      • H•••••••• I••••• · Ceo, Directorcontrol
        since 09/2021 · owns less than 5%
      Entity owners
      • I•• P•••••• H••••••• L•••••• · Shareholder - Commonshares
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • D••••• I• G•• F• G•
        pooled vehicle sponsorn
      • I•• P•••••• I••••••••• M••••••••• L•••
        investment advisern
      • I•• P•••••• L••••••
        investment advisern
      • I•• P•••••• M•••••• ••••••• G• L••
        pooled vehicle sponsorn
      • I•• P•••••• S••••••••• G•
        pooled vehicle sponsorn
      • I•• P•••••• S••••••••• O••••••••• I• L••••••
        pooled vehicle sponsorn
      • I• G•• P••••• G•
        pooled vehicle sponsorn
      • I• P•••••• G•
        pooled vehicle sponsorn
      • P••••••• G• L••••••
        pooled vehicle sponsorn
      • P••••••• I• G• L••••••
        pooled vehicle sponsorn
      • S••••••••• I• ••••••• G• L••••••
        pooled vehicle sponsorn
      • S••••••••• I• ••••••••• G• L••••••
        pooled vehicle sponsorn
      • S••••••••• I•• ••••••• G• L••••••
        pooled vehicle sponsorn
      • S••••••••• I•• ••••••••• G• L••••••
        pooled vehicle sponsorn
      • S••••••••• I•• ••••••••• G• S•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      3 against comparable advisers; where to look, not conclusions
      • many private funds relative to firm sizeStatic outlier · filing Jul 17, 2026
        private funds per $1B of RAUM of 84.7 against a peer median of 8.9 (462 comparable advisers, 98.0th percentile, 12.8 robust deviations)
        peers: asset managers, $500M to $1B (462) · 98% percentile
      • discretionary share shiftChange between filings · filing Mar 31, 2026
        discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-03-31
        peers: asset managers, $500M to $1B (784)
      • private fund count surgeChange between filings · filing Mar 31, 2026
        private funds (Schedule D 7.B.1) moved from 5.0 to 47.0 (+840.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 100.0th percentile of changes)
        peers: asset managers, $500M to $1B (489) · 100% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 40 to 47
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 40 to 47
        Mar 28, 2025 to Mar 31, 2026
      • Assets in custody · $12.6M to $555M
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 19 to 20
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 5 to 47
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $0 to $555M
        Mar 28, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $483M to $0
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $483M to $555M
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $483M to $555M
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 3 to 8
        Nov 27, 2024 to Mar 28, 2025
      • Assets in custody · $10.7M to $12.6M
        Nov 27, 2024 to Mar 28, 2025
      • Employees · 5 to 19
        Nov 27, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Nov 27, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $446M to $483M
        Nov 27, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $446M to $483M
        Nov 27, 2024 to Mar 28, 2025
      • RAUM · $446M to $483M
        Nov 27, 2024 to Mar 28, 2025
      Signals
      1 dated events
      • I•• P••••••• I••• filed its initial SEC registration (Form ADV)
        Nov 27, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/ion-pacificreportedpublic record, Form ADV, Sep 19, 2026
      Website
      i•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      +1-714-408-4618reportedpublic record, Form ADV, Jul 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026