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E••• I••••••••• F••••••••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser, reporting $3.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$3.4M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
100% of RAUM, $3.4M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 19 Form ADV filings for this adviser, the latest 16 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 328617 · SEC 801-129398 · 19 filingsShow
CRD 328617SEC 801-129398Legal name E••• I••••••••• F•••••••• L••First filing on the tape Dec 21, 2023, latest May 29, 2025SEC status 120-day approval since Feb 16, 2024IAPD
RAUM
$3.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$3.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$3.4M as of May 29, 2025
Jan 24, 2025$3.5M then
HNW client RAUM$3.4M as of May 29, 2025
Jan 24, 2025$3.4M then
State-registered IARs (5.B.3)1 as of May 29, 2025
Jan 24, 20251 then
Employees (5.A)2 as of May 29, 2025
Jan 24, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 29, 2025; every figure names its basis
RAUM per advisor
$3.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
5derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$676,331derivedHNW RAUM over HNW clients
Average account
$140,902derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.4M100%
Individual clients
0reported
HNW clients
5reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
24reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••• L•••••• N•• · Managing Partner And Chief Compliance Officercontrol
        since 05/2023 · owns 75% or more
      • C•••• L•••• N•• · Chief Technology Officer
        since 05/2023 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 17 to 24
        Apr 25, 2025 to May 29, 2025
      • HNW clients · 4 to 5
        Apr 25, 2025 to May 29, 2025
      • Discretionary RAUM · $3.8M to $3.4M
        Apr 25, 2025 to May 29, 2025
      • HNW RAUM · $3.8M to $3.4M
        Apr 25, 2025 to May 29, 2025
      • RAUM · $3.8M to $3.4M
        Apr 25, 2025 to May 29, 2025
      • Accounts · 20 to 17
        Jan 24, 2025 to Mar 3, 2025
      • Individual clients · 5 to 0
        Jan 24, 2025 to Mar 3, 2025
      • Discretionary RAUM · $3.5M to $3.8M
        Jan 24, 2025 to Mar 3, 2025
      • HNW RAUM · $3.4M to $3.8M
        Jan 24, 2025 to Mar 3, 2025
      • Individual RAUM · $106,668 to $0
        Jan 24, 2025 to Mar 3, 2025
      • RAUM · $3.5M to $3.8M
        Jan 24, 2025 to Mar 3, 2025
      • HQ city · unset to
        Dec 23, 2024 to Jan 24, 2025
      • HQ state · unset to
        Dec 23, 2024 to Jan 24, 2025
      • Other offices · 1 to 0
        Nov 25, 2024 to Dec 18, 2024
      • Accounts · 0 to 20
        Oct 24, 2024 to Oct 25, 2024
      • Charity clients · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • Corporate clients · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • HNW clients · unset to 4.0
        Oct 24, 2024 to Oct 25, 2024
      • Individual clients · unset to 5.0
        Oct 24, 2024 to Oct 25, 2024
      • Pension plan clients · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • Pooled vehicle clients · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • Discretionary RAUM · $0 to $3.5M
        Oct 24, 2024 to Oct 25, 2024
      • HNW RAUM · unset to 3402610.0
        Oct 24, 2024 to Oct 25, 2024
      • Individual RAUM · unset to 106668.0
        Oct 24, 2024 to Oct 25, 2024
      • Pension RAUM · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • Pooled vehicle RAUM · unset to 0.0
        Oct 24, 2024 to Oct 25, 2024
      • RAUM · $0 to $3.5M
        Oct 24, 2024 to Oct 25, 2024
      • HQ city · SPOKANE to unset
        Jan 9, 2024 to Feb 8, 2024
      • HQ state · WA to unset
        Jan 9, 2024 to Feb 8, 2024
      • Other offices · 0 to 1
        Jan 9, 2024 to Feb 8, 2024
      • Legal name · E••• I••••••••• F•••••••• to E••• I••••••••• F•••••••• L••
        Dec 21, 2023 to Dec 21, 2023
      Signals
      2 dated events
      • ••• Locked
        Jul 1, 2025 · Left the SEC roster · derived
      • ••• Locked
        Dec 21, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026