DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C••••••
Legal name S••••••• M••••••••• L••
Latest filing May 8, 2026
First filing on the tape Mar 15, 2024 · 4 filings
SEC status approved since Apr 15, 2024
RAUM
$835M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$835M as of May 8, 2026
Apr 28, 2025$483M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 8, 2026
Apr 28, 20250 then
Employees (5.A)22 as of May 8, 2026
Apr 28, 202521 then
Private funds4 as of May 8, 2026
Apr 28, 20253 then
RAUM +73% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $167MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +73%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $737M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$737M88%
- Corporations and businesses$97.8M12%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $737M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• R••••••••• F•••••• F••• L••• | Real Estate Fund | $97.4M | 82 | Mar 15, 2024 |
| S••••••• R••••••••• F•••••• F••• I• L••• | Real Estate Fund | $36.8M | 130 | Mar 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- L••• M•••••• · Chief Investment Officercontrolsince 03/2021 · owns less than 5%
- L••• M•••••• · Limited Partnercontrolsince 04/2021 · owns 25% to 50% of S••••••• H••••••• L•
- R••••••••• B•••••••• D•••• · Limited Partnercontrolsince 04/2021 · owns 25% to 50% of S••••••• H••••••• L•
- W•••• S•••••• A••••• · Limited Partnercontrolsince 04/2021 · owns 25% to 50% of S••••••• H••••••• L•
- D••••••• D•••••••• M•••• · Chief Compliance Officersince 04/2021 · owns less than 5%
Entity owners
- S••••••• H••••••• L• · Managing Memberdirect · owns 75% or more
- S••••••• G• L•• · General Partnerindirect · owns F of S••••••• H••••••• L•
Related persons
Schedule D 7.A
- S••••••• C•••••• H••••••• L••n
- S••••••• R••••••••• F•••••• F••• G• L••pooled vehicle sponsorn
- S••••••• R••••••••• F•••••• F••• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Austin, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Apr 1, 2026institutional share of RAUM moved from 30.0% to 12.0% between the annual amendments of 2025-04-28 and 2026-04-01peers: asset managers, $500M to $1B (784)
- RAUM up 50 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $483,459,134 to $835,075,131 (+73.0%) between the annual amendments of 2025-04-28 and 2026-04-01; the peer median change was +8.0% (672 comparable advisers, 92.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 92% percentile
What changed
consecutive filings, newest first
- Advisory employees · 11 to 12Apr 28, 2025 to Apr 1, 2026
- Pooled vehicle clients · 3 to 4Apr 28, 2025 to Apr 1, 2026
- Assets in custody · $338M to $737MApr 28, 2025 to Apr 1, 2026
- Employees · 21 to 22Apr 28, 2025 to Apr 1, 2026
- Private funds · 3 to 4Apr 28, 2025 to Apr 1, 2026
- Discretionary RAUM · $483M to $835MApr 28, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $338M to $737MApr 28, 2025 to Apr 1, 2026
- RAUM · $483M to $835MApr 28, 2025 to Apr 1, 2026
- Accounts · 3 to 5Mar 15, 2024 to Apr 28, 2025
- Advisory employees · 5 to 11Mar 15, 2024 to Apr 28, 2025
- Business name · S••••••• M••••••••• L•• to S••••••• C••••••Mar 15, 2024 to Apr 28, 2025
- Pooled vehicle clients · 2 to 3Mar 15, 2024 to Apr 28, 2025
- Assets in custody · $134M to $338MMar 15, 2024 to Apr 28, 2025
- Employees · 10 to 21Mar 15, 2024 to Apr 28, 2025
- Financial planning clients · unset to Mar 15, 2024 to Apr 28, 2025
- Private funds · 2 to 3Mar 15, 2024 to Apr 28, 2025
- Discretionary RAUM · $300M to $483MMar 15, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $134M to $338MMar 15, 2024 to Apr 28, 2025
- RAUM · $300M to $483MMar 15, 2024 to Apr 28, 2025
Signals
3 dated events
- S••••••• C•••••• reported RAUM $835.1M, up 73% from $483.5M (2025-04-28 to 2026-04-01)Apr 1, 2026 · RAUM change · derived
- S••••••• C•••••• reported RAUM $483.5M, up 61% from $299.9M (2024-03-15 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- S••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-240-2478reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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