DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••• V• V•••••••• L••

Asset manager (funds and pooled vehicles)Denver, ColoradoCRD 328904SEC 801-129137IAPD

Latest filing Mar 3, 2026

First filing on the tape Oct 31, 2023 · 5 filings

SEC status approved since Nov 29, 2023

RAUM

$14.9M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$5.0M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

RAUM$14.9M as of Mar 3, 2026

Mar 4, 2025$8.7M then

HNW client RAUM: no history

State-registered IARs (5.B.3)3 as of Mar 3, 2026

Feb 3, 20243 then

Employees (5.A)3 as of Mar 3, 2026

Feb 3, 20243 then

Private funds1 as of Mar 3, 2026

Feb 3, 20241 then

RAUM +72% over the last fiscal yearIARs 3 to 3

Practice profile

derived from the filing of Mar 3, 2026; every figure names its basis

RAUM per advisor: $5.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $14.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +72%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$14.9M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• D•••• F••	Denver, Co	Dec 4, 2023	22 y	1
J••• C••••••••• H••••••••	Denver, Co	Feb 18, 2025	12 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J••• C••••••••• H•••••••• from C•••• V• F••••• O•••••• L••
Feb 18, 2025 · RIA to a newly registered adviser
J••• D•••• F•• from C•••• V• F••••• O•••••• L••
Dec 4, 2023 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from C•••• V• F••••• O•••••• L••
Dec 31, 2023 · Denver, Co

Teams out Teams in

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••• V• A••••••••• F••• I• L•••	Private Equity Fund	$0	0	Oct 31, 2023

Owners and control persons

Schedule A and B, latest filing

Y••••••• C••••••••• J•• · Ccocontrol
since 10/2023 · owns less than 5%
F••• J•••• D•••• · Presidentcontrol
since 10/2023 · owns 75% or more of K••••• I•••
H••••••••• J•••• C••••••••• · Managing Membercontrol
since 10/2023 · owns 75% or more of L••••• S••••• I••••••••• I•••
Y••••••• C••••••••• J•• · Ceocontrol
since 10/2023 · owns 75% or more of T•• S••••••••• C••••••••

Entity owners

K••••• I••• · Member
direct · owns 25% to 50%
L••••• S••••• I••••••••• I••• · Member
direct · owns 25% to 50%
T•• S••••••••• C•••••••• · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

C•••• V• A••••••••• F••• I• • G•• L••
pooled vehicle sponsorn
C•••• V• F••••• O•••••• L••
investment advisernRAUM $1.5B
C•••• V• S••••••••• L••
broker-dealery

Advisers that list C•••• V• V•••••••• L•• as a related person

285035 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Denver, Co · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $8.7M to $14.9M
Mar 4, 2025 to Mar 3, 2026
Pooled vehicle RAUM · $8.7M to $14.9M
Mar 4, 2025 to Mar 3, 2026
RAUM · $8.7M to $14.9M
Mar 4, 2025 to Mar 3, 2026
Accounts · unset to 1.0
Jul 11, 2024 to Mar 4, 2025
Pooled vehicle clients · unset to 1.0
Jul 11, 2024 to Mar 4, 2025
Financial planning clients · 0 to 0
Jul 11, 2024 to Mar 4, 2025
Discretionary RAUM · unset to 8665855.0
Jul 11, 2024 to Mar 4, 2025
Non-discretionary RAUM · unset to 0.0
Jul 11, 2024 to Mar 4, 2025
Pooled vehicle RAUM · unset to 8665855.0
Jul 11, 2024 to Mar 4, 2025
RAUM · unset to 8665855.0
Jul 11, 2024 to Mar 4, 2025
Insurance-licensed employees · 1 to 0
Oct 31, 2023 to Feb 3, 2024
State-registered IARs · 1 to 3
Oct 31, 2023 to Feb 3, 2024

Signals

2 dated events

2 advisors left C•••• V• F••••• O•••••• L•• (Denver, CO) for C•••• V• V•••••••• L•• within 5 days
Dec 31, 2023 · Team lift-out · derived
C•••• V• V•••••••• L•• filed its initial SEC registration (Form ADV)
Oct 31, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C•••• V• V•••••••• L•• · Independent Sponsors
shared crd · capital_provider
C•••• V• V•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 303-243-5601reportedpublic record, Form ADV, Mar 3, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $5.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026