DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
5••• A••••••
Legal name 5• L•••••• P••••••• A•••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 12, 2024 · 6 filings
SEC status approved since Apr 12, 2024
RAUM
$602M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$602M as of Mar 26, 2026
Apr 28, 2025$34.1M then
HNW client RAUM$0 as of Mar 26, 2026
Apr 28, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 28, 20250 then
Employees (5.A)29 as of Mar 26, 2026
Apr 28, 202523 then
Private funds: no history
RAUM +1664% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $602MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1664%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• T•••••• G••••• · Co-Founder And Co-Managing Partnercontrolsince 10/2023 · owns less than 5%
- D•••••• P•••• L••••••• · Chief Operating Officercontrolsince 04/2024 · owns less than 5%
- G••••• F••••• R••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- K••••••• M••••••• E••••• · Co-Founder And Co-Managing Partnercontrolsince 10/2023 · owns less than 5%
- R•••• J••••• T•••• · Chief Financialofficercontrolsince 04/2024 · owns less than 5%
- S•••••••• G••••••• D••••• · General Counselcontrolsince 04/2024 · owns less than 5%
- C•••••••• T•••••• G••••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of 5• I••••••••• P••••••• L•
- C•••••••• T•••••• G••••• · Managing Membercontrolsince 10/2023 · owns 25% to 50% of 5• I••••••••• P••••••• L••
- K••••••• M••••••• E••••• · Managing Membercontrolsince 10/2023 · owns 25% to 50% of 5• I••••••••• P••••••• L••
- K••••••• M••••••• E••••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of 5• I••••••••• P••••••• L•
Entity owners
- 5• L•••••• P••••••• M••••••••• L• · Managing Memberdirect · owns 75% or more
- 5• I••••••••• P••••••• L•• · Managing Memberindirect · owns 75% or more of 5• L•••••• P••••••• M••••••••• G• L••
- 5• I••••••••• P••••••• L•• · General Partnerindirect · owns F of 5• I••••••••• P••••••• L•
- 5• I••••••••• P••••••• L• · Limited Partnerindirect · owns 75% or more of 5• L•••••• P••••••• M••••••••• L•
- 5• L•••••• P••••••• M••••••••• G• L•• · General Partnerindirect · owns F of 5• L•••••• P••••••• M••••••••• L•
Related persons
Schedule D 7.A
- 5• A••••••investment adviserpooled vehicle sponsornRAUM $262M
Advisers that list 5••• A•••••• as a related person
- 330565 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 12Jun 12, 2025 to Mar 26, 2026
- Employees · 23 to 29Jun 12, 2025 to Mar 26, 2026
- Discretionary RAUM · $34.1M to $602MJun 12, 2025 to Mar 26, 2026
- RAUM · $34.1M to $602MJun 12, 2025 to Mar 26, 2026
- Financial planning clients · unset to Apr 28, 2025 to Jun 12, 2025
- Accounts · 0 to 1Aug 9, 2024 to Apr 28, 2025
- Advisory employees · 3 to 11Aug 9, 2024 to Apr 28, 2025
- Employees · 8 to 23Aug 9, 2024 to Apr 28, 2025
- Discretionary RAUM · $0 to $34.1MAug 9, 2024 to Apr 28, 2025
- RAUM · $0 to $34.1MAug 9, 2024 to Apr 28, 2025
- Accounts · unset to 0.0May 29, 2024 to Aug 9, 2024
- Discretionary RAUM · unset to 0.0May 29, 2024 to Aug 9, 2024
- Non-discretionary RAUM · unset to 0.0May 29, 2024 to Aug 9, 2024
- RAUM · unset to 0.0May 29, 2024 to Aug 9, 2024
- Business name · 5• L•••••• P••••••• A•••••• L•• to 5••• A••••••Mar 12, 2024 to May 29, 2024
- Employees · 4 to 8Mar 12, 2024 to May 29, 2024
Signals
4 dated events
- Laurence Paul Deitch (Chief Operating Officer) appeared on Schedule A of 5••• A••••••Aug 9, 2024 · Control person joined · fact
- Tyler Jason Roos (Chief Financialofficer) appeared on Schedule A of 5••• A••••••Aug 9, 2024 · Control person joined · fact
- Darren Gregory Shalette (General Counsel) appeared on Schedule A of 5••• A••••••Aug 9, 2024 · Control person joined · fact
- 5• L•••••• P••••••• A•••••• L•• filed its initial SEC registration (Form ADV)Mar 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- 5cinvest.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-516-3171reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026