DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••• C•••••• P•••••••• L••

Asset manager (funds and pooled vehicles)Charlotte, North CarolinaCRD 329179SEC 801-129981websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 25, 2024 · 8 filings
SEC status approved since May 14, 2024
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Feb 20, 2025$595M then
HNW client RAUM$0 as of Mar 31, 2026
Feb 20, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 20, 20250 then
Employees (5.A)19 as of Mar 31, 2026
Feb 20, 202517 then
Private funds7 as of Mar 31, 2026
Feb 20, 20255 then
RAUM +12% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$158MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••• M•••••••• P••••••• I•• L•••Private Equity Fund$233M37Oct 8, 2024
      K•• E••••••• V•••• I• L•Private Equity Fund$233M35Aug 30, 2024
      K••• G••••• P••••••• I••• L•••Private Equity Fund$74.9M69Oct 8, 2024
      K•• I•• C••••••••• F•••• L•Private Equity Fund$30.2M3Aug 30, 2024
      K••• M•••••••• P••••••• I• L•••Private Equity Fund$22.9M41Oct 8, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• R••••••• L•• · Member And Managercontrol
        since 07/2021 · owns 50% to 75%
      • E••••••••• C••••••• B••••••• · Chief Financialofficercontrol
        since 07/2021 · owns less than 5%
      • M•••••••• K••••• R•••••• · Member And Managercontrol
        since 07/2021 · owns 50% to 75%
      • B••••••• N••••••• · Chief Compliance Officer
        since 08/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      • K••• G••••• P••••••• I•• G•• L••
        pooled vehicle sponsory
      • K••• M•••••••• P••••••• I• G•• L••
        pooled vehicle sponsory
      • K••• M•••••••• P••••••• I• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Atlanta, GA1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Mar 31, 2026
        custody of client assets (Item 9.A): no on the filing of 2025-05-06, yes on the filing of 2026-03-31
        peers: asset managers, $1B to $5B (1,506)
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 7
        May 6, 2025 to Mar 31, 2026
      • Advisory employees · 14 to 16
        May 6, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 5 to 7
        May 6, 2025 to Mar 31, 2026
      • Custody of client assets · false to true
        May 6, 2025 to Mar 31, 2026
      • Employees · 17 to 19
        May 6, 2025 to Mar 31, 2026
      • Private funds · 5 to 7
        May 6, 2025 to Mar 31, 2026
      • Discretionary RAUM · $986M to $1.1B
        May 6, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $986M to $1.1B
        May 6, 2025 to Mar 31, 2026
      • RAUM · $986M to $1.1B
        May 6, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to May 6, 2025
      • Advisory employees · 15 to 14
        Feb 20, 2025 to Mar 31, 2025
      • Assets in custody · unset to 0.0
        Feb 20, 2025 to Mar 31, 2025
      • Discretionary RAUM · $595M to $986M
        Feb 20, 2025 to Mar 31, 2025
      • Pooled vehicle RAUM · $595M to $986M
        Feb 20, 2025 to Mar 31, 2025
      • RAUM · $595M to $986M
        Feb 20, 2025 to Mar 31, 2025
      • Accounts · 2 to 5
        Aug 30, 2024 to Oct 8, 2024
      • Pooled vehicle clients · 2 to 5
        Aug 30, 2024 to Oct 8, 2024
      • Private funds · 2 to 5
        Aug 30, 2024 to Oct 8, 2024
      • Discretionary RAUM · $263M to $595M
        Aug 30, 2024 to Oct 8, 2024
      • Pooled vehicle RAUM · $263M to $595M
        Aug 30, 2024 to Oct 8, 2024
      • RAUM · $263M to $595M
        Aug 30, 2024 to Oct 8, 2024
      • Accounts · 0 to 2
        Apr 1, 2024 to Aug 30, 2024
      • Pooled vehicle clients · 0 to 2
        Apr 1, 2024 to Aug 30, 2024
      • Assets in custody · 0.0 to unset
        Apr 1, 2024 to Aug 30, 2024
      • Custody of client assets · true to false
        Apr 1, 2024 to Aug 30, 2024
      • Private funds · unset to 2
        Apr 1, 2024 to Aug 30, 2024
      • Discretionary RAUM · $0 to $263M
        Apr 1, 2024 to Aug 30, 2024
      • Pooled vehicle RAUM · $0 to $263M
        Apr 1, 2024 to Aug 30, 2024
      • RAUM · $0 to $263M
        Apr 1, 2024 to Aug 30, 2024
      • Accounts · 3 to 0
        Mar 25, 2024 to Apr 1, 2024
      • Charity clients · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Corporate clients · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • HNW clients · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Individual clients · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Pension plan clients · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Pooled vehicle clients · 3 to 0
        Mar 25, 2024 to Apr 1, 2024
      • Discretionary RAUM · $723M to $0
        Mar 25, 2024 to Apr 1, 2024
      • HNW RAUM · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Individual RAUM · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      • Pension RAUM · unset to 0.0
        Mar 25, 2024 to Apr 1, 2024
      Signals
      4 dated events
      • K••• C•••••• P•••••••• L•• reported RAUM $985.9M, up 66% from $594.6M (2025-02-20 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • K••• C•••••• P•••••••• L•• reported RAUM $594.6M, up 126% from $263.3M (2024-08-30 to 2024-10-08)
        Oct 8, 2024 · RAUM change · derived
      • K••• C•••••• P•••••••• L•• reported RAUM $0, down 100% from $723.4M (2024-03-25 to 2024-04-01)
        Apr 1, 2024 · RAUM change · derived
      • K••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/2922702/admin/feed/postsreportedpublic record, Form ADV, Sep 19, 2026
      Website
      k•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      704-943-2500reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026