DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•• M••••••••• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 329215SEC 801-130088websiteIAPD
Legal name S•• M••••••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2024 · 5 filings
SEC status approved since Apr 25, 2024
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Mar 26, 2025$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20250 then
Employees (5.A)10 as of Mar 30, 2026
Mar 26, 202510 then
Private funds: 1
RAUM +1.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $357MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• L••• W••••••• F••• I•• L••• | Private Equity Fund | $0 | 1 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- O•••••• S••••• K•••••• · Managing Partnercontrolsince 11/2023 · owns less than 5%
- O•••••• S••••• K•••••• · Managing Membercontrolsince 01/2024 · owns 75% or more of S•• I••••••••• L••
- C•••••••• T•••••• F•••••• · Chief Compliance Officer And Senior Vice President Of Operationssince 02/2024 · owns less than 5%
Entity owners
- S•• I••••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•• A••••••••• I•• L•••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 4Mar 26, 2025 to Mar 30, 2026
- Assets in custody · unset to 0.0Mar 26, 2025 to Mar 30, 2026
- Private funds · 1 to unsetMar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.4BMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BMar 26, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.4BMar 26, 2025 to Mar 30, 2026
- Related adviser · true to falseMar 26, 2025 to Mar 30, 2026
- Employees · 11 to 10Aug 16, 2024 to Mar 26, 2025
- Financial planning clients · unset to Aug 16, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.3B to $1.4BAug 16, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BAug 16, 2024 to Mar 26, 2025
- RAUM · $1.3B to $1.4BAug 16, 2024 to Mar 26, 2025
- Accounts · 0 to 5Mar 28, 2024 to Jul 30, 2024
- Advisory employees · 1 to 8Mar 28, 2024 to Jul 30, 2024
- Business name · S••••• L••• W••••••• to S•• M••••••••• C••••••Mar 28, 2024 to Jul 30, 2024
- Pooled vehicle clients · 1 to 5Mar 28, 2024 to Jul 30, 2024
- Employees · 2 to 11Mar 28, 2024 to Jul 30, 2024
- Discretionary RAUM · $0 to $1.3BMar 28, 2024 to Jul 30, 2024
- Pooled vehicle RAUM · $0 to $1.3BMar 28, 2024 to Jul 30, 2024
- RAUM · $0 to $1.3BMar 28, 2024 to Jul 30, 2024
Signals
3 dated events
- Yutronic Pedro Andrade (Chief Financial Officer) no longer on Schedule A of S•• M••••••••• C•••••• (listed 2024-07-30, absent 2024-08-16)Aug 16, 2024 · Control person left · inference
- Yutronic Pedro Andrade (Chief Financial Officer) appeared on Schedule A of S•• M••••••••• C••••••Jul 30, 2024 · Control person joined · fact
- S••••• L••• W••••••• filed its initial SEC registration (Form ADV)Mar 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•• M••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- s••.vcreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-851-9870reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026