DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

N•• H••• P••• A•••• M••••••••• L••

Former SEC-registered adviserWheaton, IllinoisCRD 329242SEC 801-129401IAPD
Latest filing May 13, 2024
First filing on the tape Dec 21, 2023 · 2 filings
RAUM
$13.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$6.7M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$13.4M gross assets
History
2 filings and snapshots on the tape
RAUM$13.4M as of May 13, 2024
Dec 21, 2023$21.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2024
Dec 21, 20230 then
Employees (5.A)9 as of May 13, 2024
Dec 21, 202310 then
Private funds3 as of May 13, 2024
Dec 21, 20234 then
Practice profile
derived from the filing of May 13, 2024; every figure names its basis
RAUM per advisor
$6.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$13.4M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$13.4M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$13.4M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Z•••••• D•••• Y••••Wheaton, Il Sep 26, 202412 y0
M••• E••• L••••Wheaton, IlJan 7, 202617 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••• P••• H•••• F••• L•• • E••••• F••• ••••Hedge Fund$11.0M3Dec 21, 2023
      G••••• P••• H•••• F••• L•• • W•••• G••••••• O••••• O•••••• F••• ••••Hedge Fund$8.1M34Dec 21, 2023
      G••••• P••• H•••• F••• • F••••• C•••••• S••••••••• P•••••• C••••• ••••Hedge Fund$4.0M10Dec 21, 2023
      G••••• P••• H•••• F••• L•• • E••••• M•••••• A•••••• O•••• F••• ••••Hedge Fund$1.3M1Dec 21, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• V•••••••• L••• · Director, A••••••••• Funds Operations And Chief Compliance Officercontrol
        since 04/2023 · owns less than 5%
      • G•••••••• A•••••••• · Chief Financial Officercontrol
        since 04/2023 · owns less than 5%
      • Y••••• D••••• J•••• · Chief Executive Officercontrol
        since 04/2023 · owns less than 5%
      • Y••••• Z••••••• D•••• · General Counselcontrol
        since 04/2023 · owns less than 5%
      • Y••••• D••••• J•••• · Member; Managercontrol
        since 12/2021 · owns 75% or more of N•• H••• P••• A•••• L••
      Entity owners
      • N•• H••• P••• A•••• L•• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Wheaton, Il · principal210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 3
        Dec 21, 2023 to May 13, 2024
      • Advisory employees · 10 to 9
        Dec 21, 2023 to May 13, 2024
      • Pooled vehicle clients · 5 to 3
        Dec 21, 2023 to May 13, 2024
      • Assets in custody · $21.8M to $13.4M
        Dec 21, 2023 to May 13, 2024
      • Employees · 10 to 9
        Dec 21, 2023 to May 13, 2024
      • Private funds · 4 to 3
        Dec 21, 2023 to May 13, 2024
      • Discretionary RAUM · $21.8M to $13.4M
        Dec 21, 2023 to May 13, 2024
      • Pooled vehicle RAUM · $21.8M to $13.4M
        Dec 21, 2023 to May 13, 2024
      • RAUM · $21.8M to $13.4M
        Dec 21, 2023 to May 13, 2024
      • Related broker-dealer · false to true
        Dec 21, 2023 to May 13, 2024
      Signals
      1 dated events
      • N•• H••• P••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 21, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/nhpafreportedpublic record, Form ADV, Sep 18, 2026
      Website
      invest.galaxyplus.ioreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $6.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026