DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• C•••••• A•••••••
Legal name S••••••••• W••••• M••••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Feb 8, 2024 · 6 filings
SEC status approved since Mar 8, 2024
RAUM
$237M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$226M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$59.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$237M as of Mar 6, 2026
Mar 17, 2025$206M then
HNW client RAUM$192M as of Mar 6, 2026
Mar 17, 2025$164M then
State-registered IARs (5.B.3)4 as of Mar 6, 2026
Mar 17, 20253 then
Employees (5.A)4 as of Mar 6, 2026
Mar 17, 20254 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $540,081derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $31.2M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$192M81%
- Individuals$34.2M14%
- Charitable organizations$10.1M4.3%
- Individual clients
- 97reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 438reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.2M for 24 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• L••••••• D•••••Chartered Financial Analyst | Dallas, Tx | Mar 8, 2024 | 25 y | 4 |
| J••••• S•••••• P••••• | Dallas, Tx | Jun 4, 2024 | 33 y | 4 |
| R•••••• J• W•••• | Dallas, Tx | Jul 18, 2024 | 16 y | 0 |
| J••••• T••••• Y•••• | Dallas, Tx | Aug 13, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• T••••••• L••••••• · President And Ccocontrolsince 11/2023 · owns 50% to 75%
- W••••• R••••••• J• · Coocontrolsince 11/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $206M to $237MSep 17, 2025 to Mar 6, 2026
- HNW RAUM · $164M to $192MSep 17, 2025 to Mar 6, 2026
- Individual RAUM · $31.0M to $34.2MSep 17, 2025 to Mar 6, 2026
- RAUM · $206M to $237MSep 17, 2025 to Mar 6, 2026
- Accounts · 406 to 438Sep 17, 2025 to Mar 6, 2026
- Individual clients · 96 to 97Sep 17, 2025 to Mar 6, 2026
- Assets in custody · $27.2M to $31.2MSep 17, 2025 to Mar 6, 2026
- State-registered IARs · 3 to 4Sep 17, 2025 to Mar 6, 2026
- Accounts · 388 to 406Jul 1, 2024 to Mar 17, 2025
- Advisory employees · 2 to 3Jul 1, 2024 to Mar 17, 2025
- Advisory activities · 5 to 2Jul 1, 2024 to Mar 17, 2025
- HNW clients · 45 to 43Jul 1, 2024 to Mar 17, 2025
- Individual clients · 104 to 96Jul 1, 2024 to Mar 17, 2025
- Assets in custody · $34.2M to $27.2MJul 1, 2024 to Mar 17, 2025
- Employees · 3 to 4Jul 1, 2024 to Mar 17, 2025
- Financial planning clients · 1-10 to 11-25Jul 1, 2024 to Mar 17, 2025
- State-registered IARs · 2 to 3Jul 1, 2024 to Mar 17, 2025
- Discretionary RAUM · $196M to $206MJul 1, 2024 to Mar 17, 2025
- HNW RAUM · $156M to $164MJul 1, 2024 to Mar 17, 2025
- Individual RAUM · $27.4M to $31.0MJul 1, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $74.6M to $0Jul 1, 2024 to Mar 17, 2025
- RAUM · $270M to $206MJul 1, 2024 to Mar 17, 2025
- Accounts · 0 to 388Feb 8, 2024 to Jul 1, 2024
- Advisory activities · 4 to 5Feb 8, 2024 to Jul 1, 2024
- HNW clients · unset to 45.0Feb 8, 2024 to Jul 1, 2024
- Individual clients · unset to 104.0Feb 8, 2024 to Jul 1, 2024
- Assets in custody · unset to 34236175.0Feb 8, 2024 to Jul 1, 2024
- Custody of client assets · false to trueFeb 8, 2024 to Jul 1, 2024
- Financial planning clients · unset to 1-10Feb 8, 2024 to Jul 1, 2024
- Discretionary RAUM · $0 to $196MFeb 8, 2024 to Jul 1, 2024
- HNW RAUM · unset to 155897362.0Feb 8, 2024 to Jul 1, 2024
- Individual RAUM · unset to 27402679.0Feb 8, 2024 to Jul 1, 2024
- Non-discretionary RAUM · $0 to $74.6MFeb 8, 2024 to Jul 1, 2024
- RAUM · $0 to $270MFeb 8, 2024 to Jul 1, 2024
Signals
2 dated events
- J R•••••• W•••• (Coo) appeared on Schedule A of F••••••• C•••••• A•••••••Jul 1, 2024 · Control person joined · fact
- F••••••• C•••••• A••••••• filed its initial SEC registration (Form ADV)Feb 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact.us@firesidecapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 469-357-6370reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- firesidecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 469-357-6370reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- firesidecapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- firesidecapital.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026