DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• M•••• M•••••• P•• L••
Legal name I••••••••• M•••• M•••••• P•••••• L••••••
Latest filing Jun 29, 2026
First filing on the tape Dec 24, 2024 · 3 filings
SEC status approved since Mar 13, 2025
RAUM
$278M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$278M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$278M as of Jun 29, 2026
Mar 11, 2025$312M then
HNW client RAUM$200M as of Jun 29, 2026
Mar 11, 2025$147M then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 11, 20250 then
Employees (5.A)54 as of Jun 29, 2026
Mar 11, 202551 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $240,127derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$200M72%
- Individuals$78.0M28%
- Individual clients
- 494reported
- HNW clients
- 152reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,159reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••••••• L•••••• A•••• · Directorcontrolsince 11/2002 · owns 25% to 50%
- A•••••••• A•••••• · Senior Vice President - Advisorysince 04/2021 · owns less than 5%
- J•••••• S•••• · Svp Client Relationshipssince 04/2024 · owns less than 5%
- J•••• R•••• · Senior Vice President - Advisory & Head-Researchsince 04/2019 · owns less than 5%
- K•••••• S••••••• · Principal Officer - Insurancesince 11/2019 · owns less than 5%
- R•••••••• R• S• · Directorsince 03/2017 · owns less than 5%
- R••• S••••• · Senior Vice President & Head - Financial Planning & Operationssince 04/2020 · owns less than 5%
- R•••••• G• · Directorsince 09/2020 · owns less than 5%
- T•••••• V••••• · Finance Controller And Chief Compliance Officersince 10/2024 · owns less than 5%
Entity owners
- T•• C•••••• F•••• L•••••• · Manaing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New Delhi, Delhi, India4 employees
- Mumbai, Maharashtra, India2 employees
- Kokapet, Hyderabad, India1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 29, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,157 to 1,159Mar 11, 2025 to Jun 29, 2026
- Advisory employees · 21 to 22Mar 11, 2025 to Jun 29, 2026
- HNW clients · 67 to 152Mar 11, 2025 to Jun 29, 2026
- Individual clients · 616 to 494Mar 11, 2025 to Jun 29, 2026
- Employees · 51 to 54Mar 11, 2025 to Jun 29, 2026
- HQ city · BANGALORE, KARNATAKA to BENGALURU, KARNATAKAMar 11, 2025 to Jun 29, 2026
- HNW RAUM · $147M to $200MMar 11, 2025 to Jun 29, 2026
- Individual RAUM · $164M to $78.0MMar 11, 2025 to Jun 29, 2026
- Non-discretionary RAUM · $312M to $278MMar 11, 2025 to Jun 29, 2026
- RAUM · $312M to $278MMar 11, 2025 to Jun 29, 2026
- Financial planning clients · 101-250 to 101-250Dec 24, 2024 to Mar 11, 2025
- HQ state · unset to Dec 24, 2024 to Mar 11, 2025
Signals
1 dated events
- I••••••••• M•••• M•••••• P•• L•• filed its initial SEC registration (Form ADV)Dec 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@i••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- i•••@i••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- k•••••••••@i••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 984-514-5572reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- i••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +91 8049904565reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026