DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• G••••• M••••••••• L•
Latest filing Jun 12, 2026
First filing on the tape Dec 18, 2023 · 8 filings
SEC status approved since Mar 27, 2024
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.4B as of Jun 12, 2026
Mar 31, 2025$810M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 12, 2026
Mar 31, 20250 then
Employees (5.A)11 as of Jun 12, 2026
Mar 31, 202510 then
Private funds2 as of Jun 12, 2026
Mar 31, 20252 then
RAUM +70% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $335M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $335M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• G••••• M••••• F••• L• | Hedge Fund | $0 | 0 | Mar 20, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• B••••• A••••• · Coo, Cfo, Ccocontrolsince 11/2023 · owns less than 5%
- L•••••• N•••••••• B•••• · Founder And Chief Investment Officercontrolsince 05/2023 · owns 75% or more
- L•••••• N•••••••• B•••• · Managing Membercontrolsince 05/2023 · owns 75% or more of L•••• G••••• H••••••• L••
Entity owners
- L•••• G••••• H••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- L•••• G••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $810,000,000 to $1,378,000,000 (+70.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 90.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 9Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $155M to $335MMar 31, 2025 to Mar 31, 2026
- Employees · 10 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $810M to $1.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $155M to $1.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $810M to $1.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 5 to 6May 28, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5May 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 4May 28, 2024 to Mar 31, 2025
- Assets in custody · $0 to $155MMay 28, 2024 to Mar 31, 2025
- Employees · 6 to 10May 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 28, 2024 to Mar 31, 2025
- Private funds · 1 to 2May 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $500M to $810MMay 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $0 to $155MMay 28, 2024 to Mar 31, 2025
- RAUM · $500M to $810MMay 28, 2024 to Mar 31, 2025
- Accounts · unset to 5.0Jan 19, 2024 to Mar 20, 2024
- Pooled vehicle clients · unset to 3.0Jan 19, 2024 to Mar 20, 2024
- Assets in custody · unset to 0.0Jan 19, 2024 to Mar 20, 2024
- Custody of client assets · false to trueJan 19, 2024 to Mar 20, 2024
- Private funds · unset to 1Jan 19, 2024 to Mar 20, 2024
- Discretionary RAUM · unset to 500000000.0Jan 19, 2024 to Mar 20, 2024
- Non-discretionary RAUM · unset to 0.0Jan 19, 2024 to Mar 20, 2024
- Pooled vehicle RAUM · unset to 0.0Jan 19, 2024 to Mar 20, 2024
- RAUM · unset to 500000000.0Jan 19, 2024 to Mar 20, 2024
- Related bank · false to trueJan 19, 2024 to Mar 20, 2024
Signals
3 dated events
- L•••• G••••• M••••••••• L• reported RAUM $1.4B, up 70% from $810.0M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- L•••• G••••• M••••••••• L• reported RAUM $810.0M, up 62% from $500.0M (2024-05-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- L•••• G••••• M••••••••• L• filed its initial SEC registration (Form ADV)Dec 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 902-4008reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026