DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jan 15, 2024 · 3 filings
SEC status approved since Feb 14, 2024
RAUM
$351M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$351M as of Mar 25, 2026
Mar 31, 2025$368M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 31, 20250 then
Employees (5.A)14 as of Mar 25, 2026
Mar 31, 202511 then
Private funds14 as of Mar 25, 2026
Mar 31, 202513 then
RAUM -4.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $351M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$351M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $351M for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F• M•••••• L•• | Private Equity Fund | $38.5M | 3 | Jan 15, 2024 |
| F• P••••••• G• 1• L•• | Private Equity Fund | $28.0M | 3 | Jan 15, 2024 |
| F• P••••• L••• L•• | Private Equity Fund | $22.9M | 68 | Jan 15, 2024 |
| F• C••••••••• L•• | Private Equity Fund | $16.4M | 3 | Jan 15, 2024 |
| F• F•••• L•• | Private Equity Fund | $9.3M | 32 | Jan 15, 2024 |
| F• L••••••• B• L•• | Private Equity Fund | $5.5M | 31 | Jan 15, 2024 |
| F• C••••••••• P••• L•• | Private Equity Fund | $3.1M | 3 | Jan 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- J•••••••• B•••••••• C• · Partner / Ccocontrolsince 01/2023 · owns less than 5%
- F•••••• B•••• · Shareholdercontrolsince 12/2022 · owns 75% or more of B•• F•••••••• S••••••• I••
- J•••••••• B•••••••• C• · Membercontrolsince 12/2022 · owns 75% or more of J••••••• C•••••• G•••• L••
Entity owners
- B•• F•••••••• S••••••• I•• · Memberdirect · owns 75% or more
- J••••••• C•••••• G•••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- F••••• C•••• C••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 14Mar 31, 2025 to Mar 25, 2026
- Pooled vehicle clients · 13 to 14Mar 31, 2025 to Mar 25, 2026
- Assets in custody · $368M to $351MMar 31, 2025 to Mar 25, 2026
- Employees · 11 to 14Mar 31, 2025 to Mar 25, 2026
- Private funds · 13 to 14Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $368M to $351MMar 31, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $368M to $351MMar 31, 2025 to Mar 25, 2026
- RAUM · $368M to $351MMar 31, 2025 to Mar 25, 2026
- Accounts · 14 to 13Jan 15, 2024 to Mar 31, 2025
- Advisory employees · 8 to 11Jan 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 13Jan 15, 2024 to Mar 31, 2025
- Assets in custody · $124M to $368MJan 15, 2024 to Mar 31, 2025
- Employees · 8 to 11Jan 15, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jan 15, 2024 to Mar 31, 2025
- HQ city · BOYNTON BEACH to DELRAY BEACHJan 15, 2024 to Mar 31, 2025
- Private funds · 7 to 13Jan 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $124M to $368MJan 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $124M to $368MJan 15, 2024 to Mar 31, 2025
- RAUM · $124M to $368MJan 15, 2024 to Mar 31, 2025
Signals
2 dated events
- F••••• C••••••• L•• reported RAUM $368.1M, up 197% from $123.7M (2024-01-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- F••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jan 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/forman-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-588-0132reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026