DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• S•• C•••••• C••••••••• G••••• I•••
Latest filing Aug 14, 2026
First filing on the tape Jan 4, 2024 · 11 filings
SEC status approved since Feb 2, 2024
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$304M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$43.8M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$306M as of Aug 14, 2026
Feb 14, 2025$248M then
HNW client RAUM$232M as of Aug 14, 2026
Feb 14, 2025$175M then
State-registered IARs (5.B.3)7 as of Aug 14, 2026
Feb 14, 20254 then
Employees (5.A)7 as of Aug 14, 2026
Feb 14, 20254 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 4 to 7
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $43.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $216,953derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$232M76%
- Individuals$71.9M23%
- Charitable organizations$2.6M0.9%
- Individual clients
- 341reported
- HNW clients
- 165reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,412reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• P• L••Certified Financial Planner | Poway, Ca | Feb 2, 2024 | 18 y | 1 |
| L•••• J••••• S•••••••Certified Financial Planner | Poway, Ca | Feb 2, 2024 | 31 y | 3 |
| S•••• R•••••• N•••Certified Financial Planner | Poway, Ca | Feb 2, 2024 | 15 y | 1 |
| T•••• W• G•••••Certified Financial Planner | Poway, Ca | May 13, 2024 | 10 y | 1 |
| L•••••• H••••••Certified Financial Planner | Poway, Ca | Jan 1, 2025 | 17 y | 3 |
| M•••••• R••• G•••••••Certified Financial Planner | Poway, Ca | Mar 7, 2025 | 10 y | 1 |
| A•••••• Z••••• O••••Certified Financial Planner | Poway, Ca | Nov 3, 2025 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• Z••••• O•••• from D• M• B••••••• I•••Nov 3, 2025 · RIA to RIA
- M•••••• R••• G••••••• from D• M• B••••••• I•••Mar 7, 2025 · RIA to RIA
- L•••••• H•••••• from F••••••••• D••••• P•••••••Jan 1, 2025 · Other
- T•••• W• G••••• from C•••••• F•••••••• C••••••••• G••••• I•••May 13, 2024 · RIA to a newly registered adviser
- M••••••• P• L•• from C•••••• F•••••••• C••••••••• G••••• I•••Feb 2, 2024 · RIA to a newly registered adviser
- L•••• J••••• S••••••• from C•••••• F•••••••• C••••••••• G••••• I•••Feb 2, 2024 · RIA to a newly registered adviser
- S•••• R•••••• N••• from C•••••• F•••••••• C••••••••• G••••• I•••Feb 2, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C•••••• F•••••••• C••••••••• G••••• I•••Apr 3, 2024 · Poway, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• M•••••••• P• · Vice Presidentcontrolsince 11/2022 · owns 10% to 25%
- M••••• L•••••• A•• · Trusteecontrolsince 03/2017 · owns 50% to 75%
- S•••••••• L••••• J••••• · President And Trusteecontrolsince 03/2017 · owns 50% to 75%
- T•••••• P••••• E••• · Chief Compliance Officer/Chief Operating Officercontrolsince 12/2023 · owns less than 5%
Entity owners
- M•••• A•• S••••••• F••••• T•••• · Revocable Trust - Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Poway, Ca · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Individual RAUM · $70.6M to $71.9MAug 6, 2025 to Feb 13, 2026
- RAUM · $248M to $306MAug 6, 2025 to Feb 13, 2026
- Accounts · 1,249 to 1,412Aug 6, 2025 to Feb 13, 2026
- Advisory employees · 4 to 7Aug 6, 2025 to Feb 13, 2026
- BD registered reps · 3 to 4Aug 6, 2025 to Feb 13, 2026
- HNW clients · 143 to 165Aug 6, 2025 to Feb 13, 2026
- Individual clients · 351 to 341Aug 6, 2025 to Feb 13, 2026
- Employees · 4 to 7Aug 6, 2025 to Feb 13, 2026
- State-registered IARs · 4 to 7Aug 6, 2025 to Feb 13, 2026
- Discretionary RAUM · $248M to $306MAug 6, 2025 to Feb 13, 2026
- HNW RAUM · $175M to $232MAug 6, 2025 to Feb 13, 2026
- Financial planning clients · 11-25 to 11-25Apr 11, 2025 to Jul 16, 2025
- Accounts · 1,241 to 1,249May 17, 2024 to Feb 14, 2025
- Advisory employees · 3 to 4May 17, 2024 to Feb 14, 2025
- HNW clients · 102 to 143May 17, 2024 to Feb 14, 2025
- Individual clients · 273 to 351May 17, 2024 to Feb 14, 2025
- Employees · 3 to 4May 17, 2024 to Feb 14, 2025
- State-registered IARs · 3 to 4May 17, 2024 to Feb 14, 2025
- Discretionary RAUM · $193M to $248MMay 17, 2024 to Feb 14, 2025
- HNW RAUM · $114M to $175MMay 17, 2024 to Feb 14, 2025
- Individual RAUM · $79.2M to $70.6MMay 17, 2024 to Feb 14, 2025
- RAUM · $193M to $248MMay 17, 2024 to Feb 14, 2025
- Accounts · 0 to 1,241Jan 29, 2024 to May 17, 2024
- HNW clients · unset to 102.0Jan 29, 2024 to May 17, 2024
- Individual clients · unset to 273.0Jan 29, 2024 to May 17, 2024
- Financial planning clients · 0 to 11-25Jan 29, 2024 to May 17, 2024
- Discretionary RAUM · $0 to $193MJan 29, 2024 to May 17, 2024
- HNW RAUM · unset to 113586941.0Jan 29, 2024 to May 17, 2024
- Individual RAUM · unset to 79197837.0Jan 29, 2024 to May 17, 2024
- RAUM · $0 to $193MJan 29, 2024 to May 17, 2024
- Related adviser · true to falseJan 29, 2024 to May 17, 2024
- Related adviser · false to trueJan 17, 2024 to Jan 29, 2024
- Financial planning clients · unset to 0Jan 4, 2024 to Jan 17, 2024
Signals
2 dated events
- C•••••• F•••••••• C••••••••• G••••• I•••'s advisors moved to B••• S•• C•••••• C••••••••• G••••• I••• (San Juan Capistrano, CA): 3 of 6 registered, on the same dayApr 3, 2024 · Firm absorbed (people side) · derived
- B••• S•• C•••••• C••••••••• G••••• I••• filed its initial SEC registration (Form ADV)Jan 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@blueskyccg.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 858-513-8445reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 858-513-9116reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/blueskyccgreportedpublic record, Form ADV, Sep 18, 2026
- Website
- blueskyccg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-513-8445reportedpublic record, Form ADV, Aug 14, 2026
- Contact form
- blueskyccg.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026