DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dxd Capital
Legal name Dxd Ss Fund Management, LLC
Latest filing Sep 2, 2026
First filing on the tape Sep 30, 2024 · 6 filings
SEC status approved since Oct 31, 2024
RAUM
$353M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$353M as of May 28, 2026
Mar 31, 2025$295M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2026
Mar 31, 20250 then
Employees (5.A)27 as of May 28, 2026
Mar 31, 202529 then
Private funds21 as of May 28, 2026
Mar 31, 202517 then
RAUM +20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$353M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Dxd Self Storage Fund I, LP | Real Estate Fund | $136M | 95 | Sep 30, 2024 |
| Dxd Ss Fund II Huntington, LLC | Real Estate Fund | $14.3M | 73 | Sep 30, 2024 |
| Dxd Grand Junction Partners, LLC | Real Estate Fund | $13.3M | 27 | Sep 30, 2024 |
| Dxd Ss Fund II N Doral, LLC | Real Estate Fund | $12.8M | 70 | Sep 30, 2024 |
| Dxd Self Storage Fund II, LP | Real Estate Fund | $11.2M | 70 | Sep 30, 2024 |
| Dxd Daytona Partners, LLC | Real Estate Fund | $10.8M | 16 | Sep 30, 2024 |
| Dxd Self Storage Fund I Sidecar, LP | Real Estate Fund | $8.5M | 73 | Sep 30, 2024 |
| Dxd Albuquerque Partners, LLC | Real Estate Fund | $8.4M | 25 | Sep 30, 2024 |
| Dxd Kihei Partners, LLC | Real Estate Fund | $7.7M | 40 | Sep 30, 2024 |
| Dxd Mesa Partners, LLC | Real Estate Fund | $3.9M | 10 | Sep 30, 2024 |
| Dxd Huntington Partners, LLC | Real Estate Fund | $1.5M | 72 | Sep 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Hayes Christine Becker · General Counselcontrolsince 06/2023 · owns less than 5%
- William Andrew Dolan · Membercontrolsince 04/2022 · owns 50% to 75%
- Gary Raymond Ferranti · Managing Director, Chief Financial Officer, Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- Michael Cory Sylvester · Membercontrolsince 04/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
- Dxd Huntington Partners, LLCpooled vehicle sponsory
- Dxd Self Storage Fund II, LPpooled vehicle sponsory
- Dxd Ss Fund I Gp, LLCpooled vehicle sponsory
- Dxd Ss Fund II Gp, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Albuquerque, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Daytona, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Grand Junction, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Huntington, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Kihei, LLCpooled vehicle sponsory
- Dxd Ss Fund II Mm Mesa, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Littleton, CO7 employees
- Norwalk, CT3 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 28, 2026 to Sep 2, 2026
- Private funds · 21 to unsetMay 28, 2026 to Sep 2, 2026
- Succession · false to unsetMay 28, 2026 to Sep 2, 2026
- Accounts · 17 to 21Jul 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 17 to 21Jul 21, 2025 to Mar 31, 2026
- Employees · 29 to 27Jul 21, 2025 to Mar 31, 2026
- Private funds · 17 to 21Jul 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $295M to $353MJul 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $295M to $353MJul 21, 2025 to Mar 31, 2026
- RAUM · $295M to $353MJul 21, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 21, 2025
- Accounts · 11 to 17Sep 30, 2024 to Mar 31, 2025
- Advisory employees · 14 to 15Sep 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 17Sep 30, 2024 to Mar 31, 2025
- Assets in custody · $259M to $0Sep 30, 2024 to Mar 31, 2025
- Employees · 28 to 29Sep 30, 2024 to Mar 31, 2025
- Private funds · 11 to 17Sep 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $259M to $295MSep 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $259M to $295MSep 30, 2024 to Mar 31, 2025
- RAUM · $259M to $295MSep 30, 2024 to Mar 31, 2025
Signals
1 dated events
- Dxd Capital filed its initial SEC registration (Form ADV)Sep 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dxd-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- dxd.capitalreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-633-4190reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Dxd Capital is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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