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Former SEC-registered adviser

D••••• F•••••• I•••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 329617SEC 801-129479websiteIAPD
Latest filing Jun 25, 2025
First filing on the tape Jan 9, 2024 · 5 filings
SEC status approved since Feb 9, 2024
RAUM
$20.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$20.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$20.3M as of Jun 25, 2025
Mar 11, 2025$20.3M then
HNW client RAUM$18.1M as of Jun 25, 2025
Mar 11, 2025$18.1M then
State-registered IARs (5.B.3)0 as of Jun 25, 2025
Mar 11, 20250 then
Employees (5.A)5 as of Jun 25, 2025
Mar 11, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 25, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$188,074derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$18.1M89%
  • Individuals$2.2M11%
Individual clients
96reported
HNW clients
12reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
108reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• J••••• J••••• · Ceo, Ccocontrol
        since 06/2023 · owns less than 5%
      • M••••••• J••••• J••••• · Beneficiarycontrol
        since 01/2022 · owns 75% or more of T•• J•••• M•••••• T••••
      Entity owners
      • T•• J•••• M•••••• T•••• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 71 to 108
        Sep 5, 2024 to Mar 11, 2025
      • HNW clients · 9 to 12
        Sep 5, 2024 to Mar 11, 2025
      • Individual clients · 54 to 96
        Sep 5, 2024 to Mar 11, 2025
      • Discretionary RAUM · $11.5M to $20.3M
        Sep 5, 2024 to Mar 11, 2025
      • HNW RAUM · $11.1M to $18.1M
        Sep 5, 2024 to Mar 11, 2025
      • Individual RAUM · $338,972 to $2.2M
        Sep 5, 2024 to Mar 11, 2025
      • RAUM · $11.5M to $20.3M
        Sep 5, 2024 to Mar 11, 2025
      • Accounts · 0 to 71
        Jun 7, 2024 to Sep 5, 2024
      • HNW clients · unset to 9.0
        Jun 7, 2024 to Sep 5, 2024
      • Individual clients · unset to 54.0
        Jun 7, 2024 to Sep 5, 2024
      • Employees · 4 to 5
        Jun 7, 2024 to Sep 5, 2024
      • Discretionary RAUM · $0 to $11.5M
        Jun 7, 2024 to Sep 5, 2024
      • HNW RAUM · unset to 11129549.0
        Jun 7, 2024 to Sep 5, 2024
      • Individual RAUM · unset to 338972.0
        Jun 7, 2024 to Sep 5, 2024
      • RAUM · $0 to $11.5M
        Jun 7, 2024 to Sep 5, 2024
      Signals
      2 dated events
      • D••••• F•••••• I••• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $20.3M)
        Aug 1, 2025 · Left the SEC roster · derived
      • D••••• F•••••• I••• filed its initial SEC registration (Form ADV)
        Jan 9, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026