DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• P•••••• W•••••• L••
Latest filing Sep 15, 2026
First filing on the tape Feb 16, 2024 · 14 filings
SEC status approved since Apr 3, 2024
RAUM
$605M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$597M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$605M as of Mar 10, 2026
Feb 25, 2025$513M then
HNW client RAUM$493M as of Mar 10, 2026
Feb 25, 2025$375M then
State-registered IARs (5.B.3)6 as of Mar 10, 2026
Feb 25, 20256 then
Employees (5.A)8 as of Mar 10, 2026
Feb 25, 20256 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $476,816derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $93.7M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$493M82%
- Individuals$104M17%
- Pension and profit-sharing plans$5.5M0.9%
- Corporations and businesses$2.6M0.4%
- Individual clients
- 278reported
- HNW clients
- 185reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 1,269reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $93.7M for 83 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• M• J••••••• | Birmingham, Al | Apr 5, 2024 | 21 y | 1 |
| D•••• N••• C••••••Certified Financial Planner | Birmingham, Al | Apr 5, 2024 | 23 y | 1 |
| A••• M•••• | Birmingham, Al | Apr 5, 2024 | 13 y | 1 |
| A••••• C••••• D•••• | Birmingham, Al | Apr 5, 2024 | 19 y | 1 |
| H•••• A••• W••• | Birmingham, Al | Apr 5, 2024 | 46 y | 3 |
| S•••••• M•••••• D••••Certified Financial Planner, Chartered Financial Consultant | Birmingham, Al | Apr 5, 2024 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• M• J••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••• N••• C•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- H•••• A••• W••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••• M•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••••• M•••••• D•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••••• C••••• D•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 8, 2024 · Birmingham, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• D••••• N••• · Chief Operating Officer, Partnercontrolsince 04/2024 · owns less than 5%
- D••••• A•••••• C••••• · Chief Financial Officer, Partnercontrolsince 04/2024 · owns less than 5%
- D••••• S••••••• M•••••• · Chief Compliance Officer, Managing Partnercontrolsince 04/2024 · owns less than 5%
- C••••••• D••••• N••• · Ownercontrolsince 02/2024 · owns 25% to 50% of B•••• F•••••••• H•••••••
- D••••• A•••••• C••••• · Ownercontrolsince 02/2024 · owns 50% to 75% of E••••••••• H•••••••
- D••••• S••••••• M•••••• · Ownercontrolsince 02/2024 · owns 50% to 75% of E••••••••• H•••••••
Entity owners
- B•••• F•••••••• H••••••• · Ownerdirect · owns 25% to 50%
- E••••••••• H••••••• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 10, 2026 to Sep 15, 2026
- Related adviser · false to unsetMar 10, 2026 to Sep 15, 2026
- Related bank · false to unsetMar 10, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetMar 10, 2026 to Sep 15, 2026
- Related insurance company · false to unsetMar 10, 2026 to Sep 15, 2026
- Succession · false to unsetMar 10, 2026 to Sep 15, 2026
- Assets in custody · unset to 93657142.0Sep 3, 2025 to Mar 10, 2026
- Accounts · 1,185 to 1,269Sep 3, 2025 to Mar 10, 2026
- Corporate clients · 3 to 2Sep 3, 2025 to Mar 10, 2026
- HNW clients · 144 to 185Sep 3, 2025 to Mar 10, 2026
- Individual clients · 285 to 278Sep 3, 2025 to Mar 10, 2026
- Pension plan clients · 1 to 2Sep 3, 2025 to Mar 10, 2026
- Custody of client assets · false to trueSep 3, 2025 to Mar 10, 2026
- Discretionary RAUM · $513M to $605MSep 3, 2025 to Mar 10, 2026
- HNW RAUM · $375M to $493MSep 3, 2025 to Mar 10, 2026
- Individual RAUM · $133M to $104MSep 3, 2025 to Mar 10, 2026
- Pension RAUM · $5.1M to $5.5MSep 3, 2025 to Mar 10, 2026
- RAUM · $513M to $605MSep 3, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 0Jul 21, 2025 to Sep 3, 2025
- Employees · 6 to 8Feb 25, 2025 to Jul 21, 2025
- Accounts · 358 to 1,185Oct 28, 2024 to Feb 25, 2025
- Corporate clients · 2 to 3Oct 28, 2024 to Feb 25, 2025
- HNW clients · 142 to 144Oct 28, 2024 to Feb 25, 2025
- Individual clients · 213 to 285Oct 28, 2024 to Feb 25, 2025
- Discretionary RAUM · $460M to $513MOct 28, 2024 to Feb 25, 2025
- HNW RAUM · $355M to $375MOct 28, 2024 to Feb 25, 2025
- Individual RAUM · $99.5M to $133MOct 28, 2024 to Feb 25, 2025
- Pension RAUM · $4.9M to $5.1MOct 28, 2024 to Feb 25, 2025
- RAUM · $460M to $513MOct 28, 2024 to Feb 25, 2025
- Accounts · 0 to 358Apr 23, 2024 to Jul 19, 2024
- Corporate clients · unset to 2.0Apr 23, 2024 to Jul 19, 2024
- HNW clients · unset to 142.0Apr 23, 2024 to Jul 19, 2024
- Individual clients · unset to 213.0Apr 23, 2024 to Jul 19, 2024
- Pension plan clients · unset to 1.0Apr 23, 2024 to Jul 19, 2024
- Discretionary RAUM · $0 to $460MApr 23, 2024 to Jul 19, 2024
- HNW RAUM · unset to 355494710.0Apr 23, 2024 to Jul 19, 2024
- Individual RAUM · unset to 99490297.0Apr 23, 2024 to Jul 19, 2024
- Pension RAUM · unset to 4874788.0Apr 23, 2024 to Jul 19, 2024
- RAUM · $0 to $460MApr 23, 2024 to Jul 19, 2024
Signals
6 dated events
- 4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Birmingham, AL) for F•••••• P•••••• W•••••• L•• a day apartApr 8, 2024 · Team lift-out · derived
- Garrett John Grafton (Chief Compliance Officer) no longer on Schedule A of F•••••• P•••••• W•••••• L•• (listed 2024-02-16, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Michael Stephen Davis (Owner) appeared on Schedule A of F•••••• P•••••• W•••••• L••Mar 25, 2024 · Control person joined · fact
- C Ashley Davis (Owner) appeared on Schedule A of F•••••• P•••••• W•••••• L••Mar 25, 2024 · Control person joined · fact
- N••• C•••••• (Owner) appeared on Schedule A of F•••••• P•••••• W•••••• L••Mar 25, 2024 · Control person joined · fact
- F•••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Feb 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@fairvoypw.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 205-578-6250reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fairvoy-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fairvoypw.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (205)578-6250reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- fairvoypw.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fairvoypw.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026