DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W•••••
Legal name V•••••• W••••• L••
Latest filing Jul 7, 2026
First filing on the tape Apr 18, 2024 · 12 filings
SEC status approved since May 31, 2024
RAUM
$667M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$666M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$667M as of Jul 7, 2026
Feb 25, 2025$305M then
HNW client RAUM$588M as of Jul 7, 2026
Feb 25, 2025$227M then
State-registered IARs (5.B.3)4 as of Jul 7, 2026
Feb 25, 20254 then
Employees (5.A)5 as of Jul 7, 2026
Feb 25, 20255 then
Private funds: no history
RAUM +119% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $167MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $921,568derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +119%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -44%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $547M, 189 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$588M88%
- Individuals$77.8M12%
- Charitable organizations$1.5M0.2%
- Individual clients
- 137reported
- HNW clients
- 95reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 724reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $547M for 189 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• F••••••••• | West Linn, Or | Jun 3, 2024 | 11 y | 0 |
| P•••••• J• H•••• | West Linn, Or | Jun 3, 2024 | 16 y | 2 |
| L•••• C••••••• S••••••••• | West Linn, Or | Jun 4, 2024 | 23 y | 1 |
| M••••• K•• R••• | West Linn, Or | Aug 28, 2024 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• C••••••• S••••••••• from A••••••••• F•••••••• S•••••••• L••Jun 4, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- P•••••• J• H•••• from A••••••••• F•••••••• S•••••••• L••Jun 3, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• P••••••• J• · Managing Member And Wealth Advisorcontrolsince 05/2024 · owns 50% to 75%
- S••••••••• L••••• C••••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 05/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Linn, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 3, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $304,646,230 to $667,215,443, advisors 4 to 4, private clients 417 to 232, offices 0 to 0 (2025-02-25 to 2026-02-03)peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Feb 3, 2026RAUM (Item 5.F) moved from $304,646,230 to $667,215,443 (+119.0%) between the annual amendments of 2025-02-25 and 2026-02-03; the peer median change was +16.0% (1385 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 99% percentile
- client count collapseChange between filings · filing Feb 3, 2026individual and HNW clients (Item 5.D) moved from 417.0 to 232.0 (-44.0%) between the annual amendments of 2025-02-25 and 2026-02-03; the peer median change was +5.0% (1216 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 2.0% percentile
What changed
consecutive filings, newest first
- Accounts · 669 to 724Oct 9, 2025 to Feb 3, 2026
- HNW clients · 209 to 95Oct 9, 2025 to Feb 3, 2026
- Individual clients · 208 to 137Oct 9, 2025 to Feb 3, 2026
- Assets in custody · $103M to $547MOct 9, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 101-250Oct 9, 2025 to Feb 3, 2026
- Discretionary RAUM · $285M to $640MOct 9, 2025 to Feb 3, 2026
- HNW RAUM · $227M to $588MOct 9, 2025 to Feb 3, 2026
- Individual RAUM · $78.1M to $77.8MOct 9, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $20.0M to $27.5MOct 9, 2025 to Feb 3, 2026
- RAUM · $305M to $667MOct 9, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 0May 2, 2025 to Oct 9, 2025
- Accounts · 670 to 669Dec 12, 2024 to Feb 25, 2025
- Charity clients · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- Corporate clients · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- HNW clients · 68 to 209Dec 12, 2024 to Feb 25, 2025
- Individual clients · 121 to 208Dec 12, 2024 to Feb 25, 2025
- Pension plan clients · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- Pooled vehicle clients · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- Assets in custody · $101M to $103MDec 12, 2024 to Feb 25, 2025
- State-registered IARs · 0 to 4Dec 12, 2024 to Feb 25, 2025
- Legal name · V•••••• W••••• to V•••••• W••••• L••Dec 12, 2024 to Feb 25, 2025
- Discretionary RAUM · $273M to $285MDec 12, 2024 to Feb 25, 2025
- HNW RAUM · $229M to $227MDec 12, 2024 to Feb 25, 2025
- Individual RAUM · $60.4M to $78.1MDec 12, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $16.3M to $20.0MDec 12, 2024 to Feb 25, 2025
- Pension RAUM · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · 0.0 to unsetDec 12, 2024 to Feb 25, 2025
- RAUM · $289M to $305MDec 12, 2024 to Feb 25, 2025
- Accounts · 0 to 670Jun 3, 2024 to Sep 23, 2024
- Charity clients · unset to 0.0Jun 3, 2024 to Sep 23, 2024
- Corporate clients · unset to 0.0Jun 3, 2024 to Sep 23, 2024
- HNW clients · unset to 68.0Jun 3, 2024 to Sep 23, 2024
- Individual clients · unset to 121.0Jun 3, 2024 to Sep 23, 2024
- Pension plan clients · unset to 0.0Jun 3, 2024 to Sep 23, 2024
- Pooled vehicle clients · unset to 0.0Jun 3, 2024 to Sep 23, 2024
- Assets in custody · unset to 101198985.0Jun 3, 2024 to Sep 23, 2024
- Custody of client assets · false to trueJun 3, 2024 to Sep 23, 2024
- Discretionary RAUM · $0 to $273MJun 3, 2024 to Sep 23, 2024
- HNW RAUM · unset to 228598379.0Jun 3, 2024 to Sep 23, 2024
- Individual RAUM · unset to 60350364.0Jun 3, 2024 to Sep 23, 2024
Signals
7 dated events
- V•••••• W••••• reported RAUM $667.2M, up 119% from $304.6M (2025-10-09 to 2026-02-03)Feb 3, 2026 · RAUM change · derived
- Consuelo Laura Steagall-Cissell (Chief Executive Officer And Chief Compliance Officer) appeared on Schedule A of V•••••• W•••••May 31, 2024 · Control person joined · fact
- J Patrick Haley (Managing Member And Wealth Advisor) appeared on Schedule A of V•••••• W•••••May 31, 2024 · Control person joined · fact
- Harrison Taelim Yaste (Chief Compliance Officer) no longer on Schedule A of V•••••• W••••• (listed 2024-04-26, absent 2024-05-31)May 31, 2024 · Control person left · inference
- Kay Melody Rice (Chief Executive Officer) no longer on Schedule A of V•••••• W••••• (listed 2024-04-26, absent 2024-05-31)May 31, 2024 · Control person left · inference
- Kay Melody Rice (Chief Executive Officer) appeared on Schedule A of V•••••• W•••••Apr 26, 2024 · Control person joined · fact
- V•••••• W••••• filed its initial SEC registration (Form ADV)Apr 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@veridanwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-946-9733reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- V••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 503-946-9733reportedpublic record, Form ADV, Jul 7, 2026
- Team page
- veridanwealth.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $167Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026