DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• C•••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 15, 2024 · 10 filings
SEC status approved since Apr 16, 2024
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
17
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$5.1B as of Mar 31, 2026
Feb 28, 2025$3.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 28, 20250 then
Employees (5.A)18 as of Mar 31, 2026
Feb 28, 202519 then
Private funds17 as of Mar 31, 2026
Feb 28, 202515 then
RAUM +21% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $232MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• T•••• · Co-Ceo And Co-Portfolio Managercontrolsince 01/2024 · owns less than 5%
- F••• I•• W••••••• R•••••••• · Chief Strategy Officercontrolsince 07/2024 · owns less than 5%
- L•••••••• N••••• M•••••• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- M•••••• E•••••• D•••• · Co-Ceo And Co-Portfolio Managercontrolsince 01/2024 · owns less than 5%
- Y•••• R•••••• N•• · Chief Compliance Officer & Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- C•••••• J•••• T•••• · Managing Membercontrolsince 01/2024 · owns 75% or more of J•• M••••••••• L••
- M•••••• E•••••• D•••• · Managing Membercontrolsince 01/2024 · owns 75% or more of E•• L••
Entity owners
- D••••••• M••••••••• L• · Ownerdirect · owns 75% or more
- D••••••• H••••••• L•• · Managing Memberindirect · owns F of D••••••• M••••••••• L•
- E•• L•• · Managing Memberindirect · owns 50% to 75% of D••••••• H••••••• L••
- E•• L•• · Managing Memberindirect · owns 50% to 75% of D••••••• M••••••••• L•
- J•• M••••••••• L•• · Managing Memberindirect · owns 50% to 75% of D••••••• H••••••• L••
- J•• M••••••••• L•• · Managing Memberindirect · owns 50% to 75% of D••••••• M••••••••• L•
Related persons
Schedule D 7.A
- C••••• C•••••• S•• L••investment adviserpooled vehicle sponsoryRAUM $197M
Offices
Schedule D 1.F, the 25 largest
- Santa Barbara, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 18 to 22Nov 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 22Nov 24, 2025 to Mar 31, 2026
- Employees · 17 to 18Nov 24, 2025 to Mar 31, 2026
- Private funds · 15 to 17Nov 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.2B to $5.1BNov 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.2B to $5.1BNov 24, 2025 to Mar 31, 2026
- RAUM · $4.2B to $5.1BNov 24, 2025 to Mar 31, 2026
- Private funds · 14 to 15Apr 9, 2025 to Aug 29, 2025
- Accounts · 13 to 18Feb 28, 2025 to Apr 9, 2025
- Pooled vehicle clients · 13 to 18Feb 28, 2025 to Apr 9, 2025
- Assets in custody · $3.3B to $0Feb 28, 2025 to Apr 9, 2025
- Employees · 19 to 17Feb 28, 2025 to Apr 9, 2025
- Financial planning clients · unset to Feb 28, 2025 to Apr 9, 2025
- Private funds · 15 to 14Feb 28, 2025 to Apr 9, 2025
- Discretionary RAUM · $3.3B to $4.2BFeb 28, 2025 to Apr 9, 2025
- Pooled vehicle RAUM · $3.3B to $4.2BFeb 28, 2025 to Apr 9, 2025
- RAUM · $3.3B to $4.2BFeb 28, 2025 to Apr 9, 2025
- Private funds · 14 to 15Nov 27, 2024 to Feb 28, 2025
- Private funds · unset to 14Aug 13, 2024 to Nov 27, 2024
- Accounts · unset to 13.0Jul 31, 2024 to Aug 13, 2024
- Advisory employees · 2 to 14Jul 31, 2024 to Aug 13, 2024
- Pooled vehicle clients · unset to 13.0Jul 31, 2024 to Aug 13, 2024
- Assets in custody · unset to 3336357922.0Jul 31, 2024 to Aug 13, 2024
- Custody of client assets · false to trueJul 31, 2024 to Aug 13, 2024
- Employees · 3 to 19Jul 31, 2024 to Aug 13, 2024
- Other offices · 0 to 1Jul 31, 2024 to Aug 13, 2024
- Discretionary RAUM · unset to 3336357922.0Jul 31, 2024 to Aug 13, 2024
- Non-discretionary RAUM · unset to 0.0Jul 31, 2024 to Aug 13, 2024
- Pooled vehicle RAUM · unset to 3336357922.0Jul 31, 2024 to Aug 13, 2024
- RAUM · unset to 3336357922.0Jul 31, 2024 to Aug 13, 2024
- Related adviser · false to trueMar 15, 2024 to Apr 3, 2024
Signals
4 dated events
- D••••••• C•••••• P••••••• L•• reported RAUM $4.2B, up 26% from $3.3B (2025-02-28 to 2025-04-09)Apr 9, 2025 · RAUM change · derived
- Robertson William Frew Ii (Chief Strategy Officer) appeared on Schedule A of D••••••• C•••••• P••••••• L••Aug 13, 2024 · Control person joined · fact
- A Handurugamage Yapa (Chief Compliance Officer) appeared on Schedule A of D••••••• C•••••• P••••••• L••Jul 31, 2024 · Control person joined · fact
- D••••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- D••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- durationcapitalpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 303-7130reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026