DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S••••• P•••• M••••••••• L•••
Latest filing May 19, 2026
First filing on the tape Jun 4, 2024 · 6 filings
SEC status approved since Jul 28, 2025
RAUM
$857M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$857M as of May 19, 2026
Jul 14, 2025$6.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 19, 2026
Jul 14, 20250 then
Employees (5.A)5 as of May 19, 2026
Jul 14, 20254 then
Private funds2 as of May 19, 2026
Jul 14, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $429MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$857M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• F••• I••• L••• | Hedge Fund | $64.6M | 19 | Feb 13, 2024 |
| O••••• V•••• H•••••••• L••• • D••••••••• | Hedge Fund | $8.6M | 11 | Mar 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S••••••• B•••• · General Counsel And Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- K••••••••• R••• J•••• · Chief Executive Officercontrolsince 01/2018 · owns 75% or more
- O•••••••• K••••• A••••• · Partnercontrolsince 07/2020 · owns less than 5%
- K••••••••• R••• J•••• · Managing Membercontrolsince 01/2018 · owns 75% or more of S••••• P•••• M••••••••• G•• L••
Entity owners
- S••••• P•••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- M••••• F••• I•• G•• L••bankpooled vehicle sponsorn
- M•••••• L•••• S•••••••• P•••n
- O••••• V•••• G•• L••bankpooled vehicle sponsorn
- S••••• P•••• G••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Nov 24, 2025 to Mar 17, 2026
- Employees · 4 to 5Nov 24, 2025 to Mar 17, 2026
- Discretionary RAUM · $858M to $857MNov 24, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $858M to $857MNov 24, 2025 to Mar 17, 2026
- RAUM · $858M to $857MNov 24, 2025 to Mar 17, 2026
- Accounts · 1 to 2Jul 14, 2025 to Nov 24, 2025
- Pooled vehicle clients · 1 to 2Jul 14, 2025 to Nov 24, 2025
- Private funds · 1 to 2Jul 14, 2025 to Nov 24, 2025
- Discretionary RAUM · $6.6M to $858MJul 14, 2025 to Nov 24, 2025
- Pooled vehicle RAUM · $6.6M to $858MJul 14, 2025 to Nov 24, 2025
- RAUM · $6.6M to $858MJul 14, 2025 to Nov 24, 2025
- Accounts · 2 to 1Jun 4, 2024 to Jul 14, 2025
- Advisory employees · 4 to 3Jun 4, 2024 to Jul 14, 2025
- Pooled vehicle clients · 2 to 1Jun 4, 2024 to Jul 14, 2025
- Employees · 6 to 4Jun 4, 2024 to Jul 14, 2025
- Financial planning clients · unset to Jun 4, 2024 to Jul 14, 2025
- Private funds · 4 to 1Jun 4, 2024 to Jul 14, 2025
- Discretionary RAUM · $73.2M to $6.6MJun 4, 2024 to Jul 14, 2025
- Pooled vehicle RAUM · $73.2M to $6.6MJun 4, 2024 to Jul 14, 2025
- RAUM · $73.2M to $6.6MJun 4, 2024 to Jul 14, 2025
Signals
2 dated events
- S••••• P•••• M••••••••• L••• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $73.2M)Mar 6, 2025 · Left the SEC roster · derived
- S••••• P•••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jun 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/saddle-point-management-l-preportedpublic record, Form ADV, Sep 21, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-951-1223reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026