DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• F•••••••• A•••••••
Legal name S•••• F•••••••• A•••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Jan 29, 2024 · 8 filings
SEC status approved since Feb 27, 2024
RAUM
$263M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
100%
$263M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$52.5M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$263M as of Mar 18, 2026
Feb 19, 2025$203M then
HNW client RAUM$171M as of Mar 18, 2026
Feb 19, 2025$122M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Feb 19, 20254 then
Employees (5.A)5 as of Mar 18, 2026
Feb 19, 20255 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 4 to 5offices 3 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $52.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $229,759derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $7.4M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$171M65%
- Individuals$91.7M35%
- Individual clients
- 274reported
- HNW clients
- 91reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,143reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.4M for 14 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• T••••• K••••• | Minneapolis, Mn | Mar 18, 2024 | 23 y | 4 |
| C•••• A••••• S••••••• | Colorado Springs, Co | May 3, 2024 | 11 y | 1 |
| M•• S• J•••• | Colorado Springs, Co | Jan 1, 2025 | 14 y | 1 |
| R•••••• D•••• S•••••••••Certified Financial Planner | Colorado Springs, Co | Jan 1, 2026 | 26 y | 3 |
| J•••• R••• A•••• | Colorado Springs, Co | Feb 2, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• D•••• S••••••••• from C••••••• W••••• P••••••• L••Jan 1, 2026 · RIA to RIA
- M•• S• J•••• from C••••••• W••••• P••••••• L••Jan 1, 2025 · RIA to RIA
- C•••• A••••• S••••••• from C••••••• W••••• P••••••• L••May 3, 2024 · RIA to a newly registered adviser
- J•••• T••••• K••••• from C••••••• W••••• P••••••• L••Mar 18, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••••• W••••• P••••••• L••Mar 29, 2024 · Scottsdale, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• J••••• T••••• · Managing Membercontrolsince 12/2023 · owns 25% to 50%
- S••••••••• R••••••• D•••• · Managing Member And Chief Compliance Officercontrolsince 12/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Colorado Springs, Co | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
- Minneapolis, MN1 employees
- Scottsdale, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 18, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-02-19 and 2026-03-18; the peer median change was 0.0% (450 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 1,063 to 1,143Sep 12, 2025 to Mar 18, 2026
- Advisory employees · 4 to 5Sep 12, 2025 to Mar 18, 2026
- HNW clients · 70 to 91Sep 12, 2025 to Mar 18, 2026
- Individual clients · 286 to 274Sep 12, 2025 to Mar 18, 2026
- Assets in custody · $4.9M to $7.4MSep 12, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 51-100Sep 12, 2025 to Mar 18, 2026
- State-registered IARs · 4 to 5Sep 12, 2025 to Mar 18, 2026
- Other offices · 4 to 5Sep 12, 2025 to Mar 18, 2026
- Discretionary RAUM · $170M to $226MSep 12, 2025 to Mar 18, 2026
- HNW RAUM · $122M to $171MSep 12, 2025 to Mar 18, 2026
- Individual RAUM · $80.8M to $91.7MSep 12, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $32.8M to $36.7MSep 12, 2025 to Mar 18, 2026
- RAUM · $203M to $263MSep 12, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Feb 19, 2025 to Sep 12, 2025
- Other offices · 3 to 4Feb 19, 2025 to Sep 12, 2025
- Accounts · 853 to 1,063Jun 24, 2024 to Feb 19, 2025
- HNW clients · 51 to 70Jun 24, 2024 to Feb 19, 2025
- Individual clients · 274 to 286Jun 24, 2024 to Feb 19, 2025
- Assets in custody · $6.6M to $4.9MJun 24, 2024 to Feb 19, 2025
- HQ city · unset to Jun 24, 2024 to Feb 19, 2025
- HQ state · unset to Jun 24, 2024 to Feb 19, 2025
- Discretionary RAUM · $136M to $170MJun 24, 2024 to Feb 19, 2025
- HNW RAUM · $85.4M to $122MJun 24, 2024 to Feb 19, 2025
- Individual RAUM · $81.0M to $80.8MJun 24, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $30.7M to $32.8MJun 24, 2024 to Feb 19, 2025
- RAUM · $166M to $203MJun 24, 2024 to Feb 19, 2025
- Accounts · 0 to 853Apr 30, 2024 to Jun 24, 2024
- Advisory employees · 3 to 4Apr 30, 2024 to Jun 24, 2024
- HNW clients · unset to 51.0Apr 30, 2024 to Jun 24, 2024
- Individual clients · unset to 274.0Apr 30, 2024 to Jun 24, 2024
- Assets in custody · unset to 6572798.0Apr 30, 2024 to Jun 24, 2024
- Custody of client assets · false to trueApr 30, 2024 to Jun 24, 2024
- Employees · 3 to 5Apr 30, 2024 to Jun 24, 2024
- State-registered IARs · 3 to 4Apr 30, 2024 to Jun 24, 2024
- Other offices · 2 to 3Apr 30, 2024 to Jun 24, 2024
- Discretionary RAUM · $0 to $136MApr 30, 2024 to Jun 24, 2024
- HNW RAUM · unset to 85398285.0Apr 30, 2024 to Jun 24, 2024
- Individual RAUM · unset to 81012733.0Apr 30, 2024 to Jun 24, 2024
- Non-discretionary RAUM · $0 to $30.7MApr 30, 2024 to Jun 24, 2024
- RAUM · $0 to $166MApr 30, 2024 to Jun 24, 2024
Signals
2 dated events
- C••••••• W••••• P••••••• L••'s advisors moved to S•••• F•••••••• A••••••• (Scottsdale, AZ): 3 of 6 registered, on the same dayMar 29, 2024 · Firm absorbed (people side) · derived
- S•••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Jan 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-999-1655reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/salus-financial-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (612) 747-9420reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026