DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••• C•••••• P••••••• N•••• A•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 9, 2024 · 5 filings
SEC status approved since Jun 3, 2024
RAUM
$472M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$472M as of Mar 30, 2026
Mar 26, 2025$368M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20250 then
Employees (5.A)9 as of Mar 30, 2026
Mar 26, 20257 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$472M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••••• J••••• A•••••• · Cco And Co-Head N•••• A•••••• & Investment Directorcontrolsince 01/2023 · owns less than 5%
- Z•••••••• H•••• C••••• · Shareholdercontrolsince 06/2022 · owns 50% to 75% of C• C•••••• B•
Entity owners
- M••• C•••••• P••••••• B••• · Memberdirect · owns 75% or more
- C• C•••••• B• · Shareholderindirect · owns 50% to 75% of M••• C•••••• P••••••• B•••
Related persons
Schedule D 7.A
- M••• C•••••• P••••••• B•investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,568) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 14Mar 26, 2025 to Mar 30, 2026
- Advisory employees · 5 to 7Mar 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 14Mar 26, 2025 to Mar 30, 2026
- Employees · 7 to 9Mar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $368M to $472MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $368M to $472MMar 26, 2025 to Mar 30, 2026
- RAUM · $368M to $472MMar 26, 2025 to Mar 30, 2026
- Advisory employees · 6 to 5Sep 30, 2024 to Mar 26, 2025
- Employees · 8 to 7Sep 30, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Sep 30, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $371M to $368MSep 30, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $371M to $368MSep 30, 2024 to Mar 26, 2025
- RAUM · $371M to $368MSep 30, 2024 to Mar 26, 2025
- Accounts · 4 to 6May 22, 2024 to Sep 30, 2024
- Advisory employees · 4 to 6May 22, 2024 to Sep 30, 2024
- Pooled vehicle clients · 4 to 6May 22, 2024 to Sep 30, 2024
- Employees · 4 to 8May 22, 2024 to Sep 30, 2024
- Non-discretionary RAUM · $41.0M to $371MMay 22, 2024 to Sep 30, 2024
- Pooled vehicle RAUM · $41.0M to $371MMay 22, 2024 to Sep 30, 2024
- RAUM · $41.0M to $371MMay 22, 2024 to Sep 30, 2024
Signals
2 dated events
- M••• C•••••• P••••••• N•••• A•••••• L•• reported RAUM $471.6M, up 28% from $367.6M (2025-03-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M••• C•••••• P••••••• N•••• A•••••• L•• filed its initial SEC registration (Form ADV)Apr 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-207-4175reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026