DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K••• C•••••• L••

Asset manager (funds and pooled vehicles)Westport, ConnecticutCRD 329897SEC 801-131461website IAPD

Latest filing Mar 31, 2026

First filing on the tape Oct 11, 2024 · 8 filings

SEC status approved since Nov 13, 2024

RAUM

$207M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$207M as of Mar 31, 2026

Mar 28, 2025$219M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 28, 20250 then

Employees (5.A)8 as of Mar 31, 2026

Mar 28, 20257 then

Private funds1 as of Mar 31, 2026

Mar 28, 20251 then

RAUM -5.4% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $41.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -5.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $47.4M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$207M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $47.4M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K••• G••••• M••••• F••• L•	Hedge Fund	$18.7M	4	Dec 17, 2024
K••• G••••• L•	Hedge Fund	$14.5M	2	Dec 17, 2024
K••• G••••• O••••••• F••• L•	Hedge Fund	$4.2M	2	Dec 17, 2024

Owners and control persons

Schedule A and B, latest filing

P•••••••• P•••• G•••••• · Managing Member And Chief Investment Officercontrol
since 10/2024 · owns 75% or more
B••••••• T•••••• J•••• · Chief Compliance Officer
since 10/2024 · owns less than 5%

Related persons

Schedule D 7.A

K••• G••••• I•••••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 5 to 6
Dec 1, 2025 to Mar 31, 2026
Assets in custody · $18.7M to $47.4M
Dec 1, 2025 to Mar 31, 2026
Employees · 7 to 8
Dec 1, 2025 to Mar 31, 2026
Discretionary RAUM · $219M to $207M
Dec 1, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $219M to $207M
Dec 1, 2025 to Mar 31, 2026
RAUM · $219M to $207M
Dec 1, 2025 to Mar 31, 2026
Accounts · 4 to 5
Dec 17, 2024 to Mar 28, 2025
Advisory employees · 2 to 5
Dec 17, 2024 to Mar 28, 2025
Pooled vehicle clients · 4 to 5
Dec 17, 2024 to Mar 28, 2025
Assets in custody · unset to 18685575.0
Dec 17, 2024 to Mar 28, 2025
Custody of client assets · false to true
Dec 17, 2024 to Mar 28, 2025
Employees · 4 to 7
Dec 17, 2024 to Mar 28, 2025
Financial planning clients · 0 to 0
Dec 17, 2024 to Mar 28, 2025
HQ city · STAMFORD to WESTPORT
Dec 17, 2024 to Mar 28, 2025
Private funds · 3 to 1
Dec 17, 2024 to Mar 28, 2025
Discretionary RAUM · $219M to $219M
Dec 17, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $219M to $219M
Dec 17, 2024 to Mar 28, 2025
RAUM · $219M to $219M
Dec 17, 2024 to Mar 28, 2025
Related bank · false to true
Dec 17, 2024 to Mar 28, 2025
Accounts · unset to 4.0
Oct 31, 2024 to Dec 17, 2024
Pooled vehicle clients · unset to 4.0
Oct 31, 2024 to Dec 17, 2024
Private funds · unset to 3
Oct 31, 2024 to Dec 17, 2024
Discretionary RAUM · unset to 218689745.0
Oct 31, 2024 to Dec 17, 2024
Non-discretionary RAUM · unset to 0.0
Oct 31, 2024 to Dec 17, 2024
Pooled vehicle RAUM · unset to 218689745.0
Oct 31, 2024 to Dec 17, 2024
RAUM · unset to 218689745.0
Oct 31, 2024 to Dec 17, 2024
Related bank · true to false
Oct 17, 2024 to Oct 23, 2024

Signals

1 dated events

K••• C•••••• L•• filed its initial SEC registration (Form ADV)
Oct 11, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 203-216-9667reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026