DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G• V•••••• I••••••••• A•••••••• L••

Other adviserStamford, ConnecticutCRD 329905SEC 801-129639websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Feb 6, 2024 · 10 filings
SEC status approved since Mar 15, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.2B as of Mar 27, 2026
Feb 27, 2025$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 27, 20250 then
Employees (5.A)21 as of Mar 27, 2026
Feb 27, 202529 then
Private funds: no history
RAUM -35% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$1.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• N••••• · Chief Executive Officercontrol
        since 01/2024 · owns less than 5%
      • G•••••• V••••• · Chief Financial Officercontrol
        since 01/2024 · owns less than 5%
      • L••••• P•••••• · Global Power Leadercontrol
        since 01/2024 · owns less than 5%
      • M•••••••• T••••••• M•••••• · General Counselcontrol
        since 12/2023 · owns less than 5%
      • P•••• J•••• E•••• · Chief Risk Officercontrol
        since 01/2024 · owns less than 5%
      • R•••••••• G••••• · Global Renewable Energy Leadercontrol
        since 01/2024 · owns less than 5%
      • S••••• P••••••• D••••• · Chief Compliance Officercontrol
        since 09/2023 · owns less than 5%
      Entity owners
      • G• C•••••• E•• F••••••••• I••• · Shareholder
        direct · owns 75% or more
      • G• V•••••• I••• · Shareholder
        indirect · owns 75% or more of G• C•••••• E•• F••••••••• I••• · public reporting company
      Related persons
      Schedule D 7.A
      • G• C•••••• L••••••
        broker-dealerinvestment adviserreal estaten
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom2 employees
      • New York, NY1 employees
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 27, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: other advisers, $1B to $5B (247) · 0.0% percentile
      • RAUM down 25 %Change between filings · filing Mar 27, 2026
        RAUM (Item 5.F) moved from $1,900,908,329 to $1,238,657,494 (-35.0%) between the annual amendments of 2025-03-30 and 2026-03-27; the peer median change was +11.0% (231 comparable advisers, 3.0th percentile of changes)
        peers: other advisers, $1B to $5B (231) · 3.5% percentile
      What changed
      consecutive filings, newest first
      • Advisory employees · 15 to 9
        Jan 21, 2026 to Mar 27, 2026
      • Employees · 29 to 21
        Jan 21, 2026 to Mar 27, 2026
      • Non-discretionary RAUM · $1.9B to $1.2B
        Jan 21, 2026 to Mar 27, 2026
      • RAUM · $1.9B to $1.2B
        Jan 21, 2026 to Mar 27, 2026
      • Financial planning clients · unset to
        Mar 30, 2025 to Jun 2, 2025
      • Advisory employees · 14 to 15
        Feb 27, 2025 to Mar 30, 2025
      • Non-discretionary RAUM · $1.8B to $1.9B
        Feb 27, 2025 to Mar 30, 2025
      • RAUM · $1.8B to $1.9B
        Feb 27, 2025 to Mar 30, 2025
      • Non-discretionary RAUM · $1.8B to $1.8B
        Oct 14, 2024 to Nov 5, 2024
      • RAUM · $1.8B to $1.8B
        Oct 14, 2024 to Nov 5, 2024
      • Advisory employees · 15 to 14
        Jul 11, 2024 to Oct 14, 2024
      • Employees · 28 to 29
        Jul 11, 2024 to Oct 14, 2024
      • HQ city · NORWALK to STAMFORD
        Jul 11, 2024 to Oct 14, 2024
      • Accounts · unset to 1.0
        Feb 6, 2024 to Jul 11, 2024
      • Business name · G• V•••••• I••••••••• A•••••• L•• to G• V•••••• I••••••••• A•••••••• L••
        Feb 6, 2024 to Jul 11, 2024
      • Corporate clients · unset to 1.0
        Feb 6, 2024 to Jul 11, 2024
      • Employees · 29 to 28
        Feb 6, 2024 to Jul 11, 2024
      • Legal name · G• V•••••• I••••••••• A•••••• L•• to G• V•••••• I••••••••• A•••••••• L••
        Feb 6, 2024 to Jul 11, 2024
      • Discretionary RAUM · unset to 0.0
        Feb 6, 2024 to Jul 11, 2024
      • Non-discretionary RAUM · unset to 1846134056.0
        Feb 6, 2024 to Jul 11, 2024
      • RAUM · unset to 1846134056.0
        Feb 6, 2024 to Jul 11, 2024
      Signals
      2 dated events
      • G• V•••••• I••••••••• A•••••••• L•• reported RAUM $1.2B, down 35% from $1.9B (2026-01-21 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • G• V•••••• I••••••••• A•••••• L•• filed its initial SEC registration (Form ADV)
        Feb 6, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      gevernova.com/financial-servicesreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      +1 203-945-8566reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026