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C••••• P•••• G••••• C•••••• L••

Former SEC-registered adviserFormer SEC adviser· Clyde Hill, Washington

Former SEC-registered adviser, based in Clyde Hill, Washington, reporting $24.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$24.4M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 4 Form ADV filings for this adviser, the latest 2.2 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 330018 · SEC 801-129557 · 4 filingsShow
CRD 330018SEC 801-129557First filing on the tape Jan 24, 2024, latest Jul 12, 2024SEC status approved since Feb 23, 2024IAPD
RAUM
$24.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$24.4M as of Jul 12, 2024
Jan 24, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 12, 2024
Jan 24, 20241 then
Employees (5.A)3 as of Jul 12, 2024
Jan 24, 20243 then
Private funds: no history
Practice profile
derived from the filing of Jul 12, 2024; every figure names its basis
RAUM per advisor
$24.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$24.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$24.4M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••• C••••• J• · Ceo & Ciocontrol
        since 12/2023 · owns less than 5%
      • R•••••• C••••• J• · Managing Membercontrol
        since 12/2023 · owns 75% or more of E•••••••• G••••• C•••••• L••
      • S••••••••• G•••• J••••• · Chief Compliance Officer
        since 01/2024 · owns less than 5%
      Entity owners
      • E•••••••• G••••• C•••••• L•• · Manager
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Jan 24, 2024 to Apr 9, 2024
      • Discretionary RAUM · $0 to $24.4M
        Jan 24, 2024 to Apr 9, 2024
      • RAUM · $0 to $24.4M
        Jan 24, 2024 to Apr 9, 2024
      Signals
      2 dated events
      • ••• Locked
        Feb 3, 2025 · Left the SEC roster · derived
      • ••• Locked
        Jan 24, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026