DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C••••••••• A•••••••••

Independent wealth managerCRD 330043SEC 801-129602website IAPD

Legal name C••••••••• A••••••••• L••

Latest filing Mar 30, 2026

First filing on the tape Jan 31, 2024 · 15 filings

SEC status approved since Mar 1, 2024

RAUM

$159M

reported, Item 5.F

Discretionary

2.2%

of RAUM

Private clients

100%

$159M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$79.7M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$159M as of Mar 30, 2026

Feb 21, 2025$181M then

HNW client RAUM$159M as of Mar 30, 2026

Feb 21, 2025$181M then

State-registered IARs (5.B.3)2 as of Mar 30, 2026

Feb 21, 20252 then

Employees (5.A)6 as of Mar 30, 2026

Feb 21, 20253 then

Private funds: no history

RAUM -12% over the last fiscal yearIARs 2 to 2

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $79.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $388,685derivedHNW RAUM over HNW clients
Average account: $376,740derivedRAUM over accounts (5.F.2.f)
Discretionary: 2.2%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: -12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$159M100%

Individual clients: n/areported
HNW clients: 410reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 423reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••••• M••••• C•••••	Greenville, Sc	Dec 13, 2024	22 y	0
P••• C••••••••• S•••••••	Edmonds, Wa	Jan 15, 2025	25 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

M••••• H••••• B•••••• to T••••••• C••••••
Jan 20, 2025 · RIA to a newly registered adviser

Joined, latest

M••••• H••••• B•••••• from T••••••• C•••••• M••••••••• L••
Mar 1, 2024 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••••••• A•••••• C•••• · Managing Partner And Chief Compliance Officercontrol
since 01/2024 · owns less than 5%
R••••••••• M•••• H••••• · Ownercontrol
since 08/2014 · owns 75% or more of C•••••• L••

Entity owners

C•••••• L•• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Greenville, Sc	2	0	0
Mill Creek, Wa	0	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · 430 to 423
Dec 2, 2025 to Mar 30, 2026
HNW clients · 380 to 410
Dec 2, 2025 to Mar 30, 2026
Employees · 3 to 6
Dec 2, 2025 to Mar 30, 2026
HQ city · GREENVILLE to
Dec 2, 2025 to Mar 30, 2026
HQ state · SC to
Dec 2, 2025 to Mar 30, 2026
Discretionary RAUM · $0 to $3.4M
Dec 2, 2025 to Mar 30, 2026
HNW RAUM · $181M to $159M
Dec 2, 2025 to Mar 30, 2026
Individual RAUM · 125000.0 to unset
Dec 2, 2025 to Mar 30, 2026
Non-discretionary RAUM · $181M to $156M
Dec 2, 2025 to Mar 30, 2026
RAUM · $181M to $159M
Dec 2, 2025 to Mar 30, 2026
Financial planning clients · unset to
Feb 21, 2025 to Jul 28, 2025
Accounts · 252 to 430
Dec 13, 2024 to Feb 21, 2025
Corporate clients · 6.0 to unset
Dec 13, 2024 to Feb 21, 2025
HNW clients · 197 to 380
Dec 13, 2024 to Feb 21, 2025
Employees · 2 to 3
Dec 13, 2024 to Feb 21, 2025
Financial planning clients · 0 to unset
Dec 13, 2024 to Feb 21, 2025
State-registered IARs · 1 to 2
Dec 13, 2024 to Feb 21, 2025
HNW RAUM · $99.0M to $181M
Dec 13, 2024 to Feb 21, 2025
Individual RAUM · $552,770 to $125,000
Dec 13, 2024 to Feb 21, 2025
Non-discretionary RAUM · $103M to $181M
Dec 13, 2024 to Feb 21, 2025
RAUM · $103M to $181M
Dec 13, 2024 to Feb 21, 2025
Other offices · 1 to 2
Jun 25, 2024 to Dec 9, 2024
Accounts · 83 to 252
Apr 11, 2024 to Jun 25, 2024
Corporate clients · unset to 6.0
Apr 11, 2024 to Jun 25, 2024
HNW clients · 64 to 197
Apr 11, 2024 to Jun 25, 2024
Individual clients · 41.0 to unset
Apr 11, 2024 to Jun 25, 2024
HNW RAUM · $36.6M to $99.0M
Apr 11, 2024 to Jun 25, 2024
Individual RAUM · $14.1M to $552,770
Apr 11, 2024 to Jun 25, 2024
Non-discretionary RAUM · $50.7M to $103M
Apr 11, 2024 to Jun 25, 2024
RAUM · $50.7M to $103M
Apr 11, 2024 to Jun 25, 2024
Accounts · unset to 83.0
Mar 25, 2024 to Apr 11, 2024
HNW clients · unset to 64.0
Mar 25, 2024 to Apr 11, 2024
Individual clients · unset to 41.0
Mar 25, 2024 to Apr 11, 2024
Financial planning clients · unset to 0
Mar 25, 2024 to Apr 11, 2024
Discretionary RAUM · unset to 0.0
Mar 25, 2024 to Apr 11, 2024
HNW RAUM · unset to 36569931.0
Mar 25, 2024 to Apr 11, 2024
Individual RAUM · unset to 14095964.0
Mar 25, 2024 to Apr 11, 2024
Non-discretionary RAUM · unset to 50665895.0
Mar 25, 2024 to Apr 11, 2024
RAUM · unset to 50665895.0
Mar 25, 2024 to Apr 11, 2024
Advisory employees · 3 to 2
Feb 7, 2024 to Feb 16, 2024

Signals

3 dated events

M••••• H••••• B•••••• left C••••••••• A••••••••• for T••••••• C•••••• (registered 2025-03-17)
Jan 20, 2025 · Advisor changed firm · fact
Harald Martin Bublitz (Chief Compliance Officer And Investment Advisor Representative) no longer on Schedule A of C••••••••• A••••••••• (listed 2024-12-13, absent 2024-12-13)
Dec 13, 2024 · Control person left · inference
C••••••••• A••••••••• filed its initial SEC registration (Form ADV)
Jan 31, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: s••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 864-202-4920reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/cornerstone-alternativesreportedpublic record, Form ADV, Sep 21, 2026
Website: c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 864-202-4920reportedpublic record, Form ADV, Mar 30, 2026
Team page: c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $79.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026