DFX Intelligence
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S••••••••• A•••• M•••••••••
Asset manager (funds and pooled vehicles), based in Edinburgh, reporting $1.3B of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $1.3B
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -2.0%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 330060 · SEC 801-129723 · 8 filingsShowHide
CRD 330060SEC 801-129723Legal name S••••••••• A•••• M••••••••• L••First filing on the tape Feb 20, 2024, latest May 29, 2026SEC status approved since Mar 22, 2024IAPD
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.3B as of May 29, 2026
Sep 16, 2024$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Sep 16, 20240 then
Employees (5.A)17 as of May 29, 2026
Sep 16, 202417 then
Private funds1 as of May 29, 2026
Sep 16, 20241 then
RAUM -2.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $130MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $248M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B87%
- Investment companies$168M13%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $248M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• G••••• E••••••• M•••••• E••••• F••• L• | Other Private Fund | $248M | 19 | Jun 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• G•••• W•••••• · Chief Investment Officercontrolsince 08/2024 · owns 25% to 50%
- L••••••• K••••• M••••••• · Chief Operating Officercontrolsince 08/2024 · owns less than 5%
- S••••• A•••••••• L••••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- F••••••• G•••• W•••••• · Partnercontrolsince 08/2024 · owns 25% to 50% of S••••••••• A• L••
Entity owners
- B••••••••• H••• C•• L•• · Shareh•••Erdirect · owns 75% or more
- S••••••••• A• L•• · Shareh•••Erdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••••• G••••• E• E••••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pension plan clients · 1.0 to unsetJan 6, 2026 to May 29, 2026
- Assets in custody · $154M to $248MJan 6, 2026 to May 29, 2026
- Discretionary RAUM · $1.5B to $1.3BJan 6, 2026 to May 29, 2026
- Pension RAUM · 141617609.0 to unsetJan 6, 2026 to May 29, 2026
- Pooled vehicle RAUM · $1.3B to $1.1BJan 6, 2026 to May 29, 2026
- RAUM · $1.5B to $1.3BJan 6, 2026 to May 29, 2026
- Accounts · 8 to 10Mar 13, 2025 to May 28, 2025
- Pooled vehicle clients · 6 to 8Mar 13, 2025 to May 28, 2025
- Assets in custody · $117M to $154MMar 13, 2025 to May 28, 2025
- Financial planning clients · unset to Mar 13, 2025 to May 28, 2025
- Discretionary RAUM · $1.3B to $1.5BMar 13, 2025 to May 28, 2025
- Pension RAUM · $143M to $142MMar 13, 2025 to May 28, 2025
- Pooled vehicle RAUM · $973M to $1.3BMar 13, 2025 to May 28, 2025
- RAUM · $1.3B to $1.5BMar 13, 2025 to May 28, 2025
- HQ state · unset to Dec 17, 2024 to Mar 13, 2025
- Legal name · B••••••••• L•• to S••••••••• A•••• M••••••••• L••Dec 17, 2024 to Mar 13, 2025
- Business name · B••••••••• L•• to S••••••••• A•••• M•••••••••Sep 16, 2024 to Dec 17, 2024
- Accounts · 7 to 8Jul 19, 2024 to Sep 16, 2024
- Pension plan clients · unset to 1.0Jul 19, 2024 to Sep 16, 2024
- Pooled vehicle clients · 5 to 6Jul 19, 2024 to Sep 16, 2024
- Employees · 23 to 17Jul 19, 2024 to Sep 16, 2024
- HQ city · LONDON to EDINBURGHJul 19, 2024 to Sep 16, 2024
- Other offices · 1 to 0Jul 19, 2024 to Sep 16, 2024
- Discretionary RAUM · $1.3B to $1.3BJul 19, 2024 to Sep 16, 2024
- Pooled vehicle RAUM · $948M to $973MJul 19, 2024 to Sep 16, 2024
- RAUM · $1.3B to $1.3BJul 19, 2024 to Sep 16, 2024
- Related adviser · true to falseJul 19, 2024 to Sep 16, 2024
- Accounts · 0 to 7Feb 20, 2024 to Jul 19, 2024
- Advisory activities · 2 to 3Feb 20, 2024 to Jul 19, 2024
- Pooled vehicle clients · unset to 5.0Feb 20, 2024 to Jul 19, 2024
- Assets in custody · unset to 116582013.0Feb 20, 2024 to Jul 19, 2024
- Custody of client assets · false to trueFeb 20, 2024 to Jul 19, 2024
- Private funds · unset to 1Feb 20, 2024 to Jul 19, 2024
- Discretionary RAUM · $0 to $1.3BFeb 20, 2024 to Jul 19, 2024
- Pension RAUM · unset to 142875399.0Feb 20, 2024 to Jul 19, 2024
- Pooled vehicle RAUM · unset to 948484760.0Feb 20, 2024 to Jul 19, 2024
- RAUM · $0 to $1.3BFeb 20, 2024 to Jul 19, 2024
Signals
9 dated events
- ••• LockedMay 29, 2026 · private fund gav change · fact
- ••• LockedMay 29, 2026 · ria private fund assets change · fact
- ••• LockedMay 29, 2026 · ria indirect owner change · fact
- ••• LockedMay 29, 2026 · ria majority owner change · derived
- ••• LockedMay 29, 2026 · Control person joined · fact
- ••• LockedSep 16, 2024 · Control person left · inference
- ••• LockedSep 16, 2024 · Control person joined · fact
- ••• LockedSep 16, 2024 · Control person joined · fact
- ••• LockedFeb 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, May 29, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026