DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Agellus Capital, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 26, 2024 · 8 filings
SEC status approved since Apr 25, 2024
RAUM
$508M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$508M as of Mar 30, 2026
Mar 31, 2025$438M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20250 then
Employees (5.A)12 as of Mar 30, 2026
Mar 31, 202511 then
Private funds6 as of Mar 30, 2026
Mar 31, 20254 then
RAUM +16% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $84.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $201M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$508M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $201M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Agellus Private Equity Fund I-A, LP | Private Equity Fund | $209M | 7 | Mar 26, 2024 |
| Agellus Private Equity Fund I, LP | Private Equity Fund | $201M | 36 | Mar 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- R Jeffrey Aiello · Managing Partnercontrolsince 01/2024 · owns less than 5%
- Jr. Harold Thomas · Managing Partnercontrolsince 03/2024 · owns less than 5%
- Parks Margaret Zerman · Vice President, Finance / Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- R Jeffrey Aiello · Membercontrolsince 12/2024 · owns 75% or more of Aiello Private Equity Holdings LLC
- Jr. Harold Thomas · Membercontrolsince 08/2024 · owns 25% to 50% of Woodcote Park Acpe-1 Holdings LLC
Entity owners
- Agellus Capital Holdings LLC · Managing Memberdirect · owns 75% or more
- Aiello Private Equity Holdings LLC · Memberindirect · owns 25% to 50% of Agellus Capital Holdings LLC
- Woodcote Park Acpe-1 Holdings LLC · Memberindirect · owns 25% to 50% of Agellus Capital Holdings LLC
- Woodcote Park Holdings, LLC · Memberindirect · owns 50% to 75% of Woodcote Park Acpe-1 Holdings LLC
Related persons
Schedule D 7.A
- Agellus Private Equity Fund I Gp, LLCbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (490 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (490) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 6Nov 13, 2025 to Mar 30, 2026
- Advisory employees · 10 to 11Nov 13, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 6Nov 13, 2025 to Mar 30, 2026
- Assets in custody · $118M to $201MNov 13, 2025 to Mar 30, 2026
- Employees · 11 to 12Nov 13, 2025 to Mar 30, 2026
- Financial planning clients · to 0Nov 13, 2025 to Mar 30, 2026
- Private funds · 4 to 6Nov 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $470M to $508MNov 13, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $470M to $508MNov 13, 2025 to Mar 30, 2026
- RAUM · $470M to $508MNov 13, 2025 to Mar 30, 2026
- Assets in custody · $124M to $118MMar 31, 2025 to May 2, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Discretionary RAUM · $438M to $470MMar 31, 2025 to May 2, 2025
- Pooled vehicle RAUM · $438M to $470MMar 31, 2025 to May 2, 2025
- RAUM · $438M to $470MMar 31, 2025 to May 2, 2025
- Accounts · 2 to 4Dec 11, 2024 to Mar 31, 2025
- Advisory employees · 5 to 10Dec 11, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 4Dec 11, 2024 to Mar 31, 2025
- Assets in custody · $410M to $124MDec 11, 2024 to Mar 31, 2025
- Employees · 6 to 11Dec 11, 2024 to Mar 31, 2025
- Private funds · 2 to 4Dec 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $410M to $438MDec 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $410M to $438MDec 11, 2024 to Mar 31, 2025
- RAUM · $410M to $438MDec 11, 2024 to Mar 31, 2025
- Accounts · 0 to 2Mar 26, 2024 to Aug 22, 2024
- Advisory employees · 2 to 5Mar 26, 2024 to Aug 22, 2024
- Assets in custody · $0 to $410MMar 26, 2024 to Aug 22, 2024
- Employees · 2 to 6Mar 26, 2024 to Aug 22, 2024
- Other offices · 2 to 0Mar 26, 2024 to Aug 22, 2024
- Discretionary RAUM · $0 to $410MMar 26, 2024 to Aug 22, 2024
- Pooled vehicle RAUM · $0 to $410MMar 26, 2024 to Aug 22, 2024
- RAUM · $0 to $410MMar 26, 2024 to Aug 22, 2024
Signals
2 dated events
- Parks Margaret Zerman (Vice President, Finance / Chief Compliance Officer) appeared on Schedule A of Agellus Capital, LlcAug 22, 2024 · Control person joined · fact
- Agellus Capital, Llc filed its initial SEC registration (Form ADV)Mar 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Agellus Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Agellus Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/agellus-capital/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- agellus.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-408-5600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026