DFX Intelligence
RIA Intelligence
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Former SEC-registered adviser
G••••••
Legal name G•••••• C••••••• L•••
Latest filing Feb 12, 2024
First filing on the tape Feb 12, 2024 · 1 filings
RAUM
$2,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$2,000 gross assets
History
1 filings and snapshots on the tape
RAUM: $2,000
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 2
Private funds: 2
Practice profile
derived from the filing of Feb 12, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2,000, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2,000100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $2,000 for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• V•••• F•••• L••• | Hedge Fund | $1,000 | 1 | Feb 12, 2024 |
| H•••••••• V•••• G•• L••• | Hedge Fund | $1,000 | 0 | Feb 12, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• A••••• P•••••••• · Limited Partner, Chief Executive Officer, Chief Investment Officer, And Chief Compliance Officercontrolsince 02/2024 · owns 75% or more
- G•••••••• A••••• P•••••••• · Membercontrolsince 01/2023 · owns 75% or more of C••••••• H•••••••• L••
- G•••••••• A••••• P•••••••• · Trustee & Grantorcontrolsince 12/2023 · owns F of T•• D••••••• T••••
Entity owners
- H•••••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- C••••••• H•••••••• L•• · Memberindirect · owns 75% or more of H•••••••• C•••••• G•• L••
- M•••••••• H•••••••• L•• · Memberindirect · owns 75% or more of H•••••••• C•••••• G•• L••
- T•• D••••••• T•••• · Memberindirect · owns 75% or more of M•••••••• H•••••••• L••
Related persons
Schedule D 7.A
- H•••••••• A••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- Greylag filed its initial SEC registration (Form ADV)Feb 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026