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S•• I••••••••• A•••••••• L••

Former SEC-registered adviserFormer SEC adviser· Chicago, Illinois

Former SEC-registered adviser, based in Chicago, Illinois.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
Not applicable
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
Not established
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 1 Form ADV filing for this adviser, the latest 2.6 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 330236 · SEC 801-129842 · 1 filingsShow
CRD 330236SEC 801-129842First filing on the tape Mar 6, 2024, latest Mar 6, 2024IAPD
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
50 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 50
Private funds: no history
Practice profile
derived from the filing of Mar 6, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • J•••••• M•••••• S•••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 02/2024 · owns less than 5%
      • K••••• M••••• N•• · General Counselcontrol
        since 02/2024 · owns less than 5%
      • K•••••••• S••••••• N•• · Managing Partnercontrol
        since 02/2024 · owns less than 5%
      • R••••••• A••••• C••• · Managing Partnercontrol
        since 02/2024 · owns less than 5%
      • T••••••••• C••••• W••••• · Managing Partnercontrol
        since 02/2024 · owns less than 5%
      • K•••••••• S••••••• N•• · Managercontrol
        since 02/2024 · owns F of S•• M••••••••• H••••••• G•• L••
      • K•••••••• S••••••• N•• · Trusteecontrol
        since 02/2012 · owns F of S•••••• K••••••• A•• E•••••••• A• W••• R•••••••• T••••
      • R••••••• A••••• C••• · Managercontrol
        since 02/2024 · owns F of S•• M••••••••• H••••••• G•• L••
      • R••••••• A••••• C••• · Trusteecontrol
        since 12/2010 · owns F of A•••• C• R•••••• D••••••••• O• T•••• U•• D•• 1•••••••••
      • T••••••••• C••••• W••••• · Managercontrol
        since 02/2024 · owns F of S•• M••••••••• H••••••• G•• L••
      • T••••••••• C••••• W••••• · Trusteecontrol
        since 08/2009 · owns F of T•• C•••• T•••••••• L••••• T••••
      • T••••••••• J••••• L•• · Trusteecontrol
        since 08/2009 · owns F of T•• C•••• T•••••••• L••••• T••••
      • W•••• E••••••••• A•• · Trusteecontrol
        since 02/2012 · owns F of S•••••• K••••••• A•• E•••••••• A• W••• R•••••••• T••••
      Entity owners
      • S•• M••••••••• H•••••••• L• · Sole Member
        direct · owns 75% or more
      • A•••• C• R•••••• D••••••••• O• T•••• U•• D•• 1••••••••• · Limited Partner
        indirect · owns 25% to 50% of S•• M••••••••• H•••••••• L•
      • A•••• C• R•••••• D••••••••• O• T•••• U•• D•• 1••••••••• · Member
        indirect · owns 25% to 50% of S•• M••••••••• H••••••• G•• L••
      • S•• M••••••••• H••••••• G•• L•• · General Partner
        indirect · owns F of S•• M••••••••• H•••••••• L•
      • S•••••• K••••••• A•• E•••••••• A• W••• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of S•• M••••••••• H••••••• G•• L••
      • S•••••• K••••••• A•• E•••••••• A• W••• R•••••••• T•••• · Limited Partner
        indirect · owns 25% to 50% of S•• M••••••••• H•••••••• L•
      • T•• C•••• T•••••••• L••••• T•••• · Member
        indirect · owns 25% to 50% of S•• M••••••••• H••••••• G•• L••
      • T•• C•••• T•••••••• L••••• T•••• · Limited Partner
        indirect · owns 25% to 50% of S•• M••••••••• H•••••••• L•
      Related persons
      Schedule D 7.A
      • S•• S•••••••• G• I• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • San Francisco, CA6 employees
      • Cambridge, MA2 employees
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • ••• Locked
        Mar 6, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026