DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• A••••••• L••
Latest filing Aug 19, 2026
First filing on the tape Mar 19, 2024 · 14 filings
SEC status approved since Apr 18, 2024
RAUM
$708M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$708M as of Aug 19, 2026
Mar 3, 2025$440M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Mar 3, 20250 then
Employees (5.A)25 as of Aug 19, 2026
Mar 3, 202535 then
Private funds: no history
RAUM +61% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $929,500derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $708MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$708M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 762reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••• · Chief Legal Officercontrolsince 02/2024 · owns less than 5%
- M•••• D••••• · Chief Executive Officercontrolsince 02/2024 · owns less than 5%
- P••••• J••••••• M••••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
Entity owners
- A•• T••••••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 19, 2026discretionary share of RAUM of 0% against a peer median of 100% (95 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $500M to $1B (95) · 0.0% percentile
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 216.0 to 762.0 (+253.0%) between the annual amendments of 2025-03-03 and 2026-03-30; the peer median change was +6.0% (24 comparable advisers, 96.0th percentile of changes)peers: other advisers, $500M to $1B (24) · 96% percentile
What changed
consecutive filings, newest first
- Related adviser · false to trueJun 8, 2026 to Jul 21, 2026
- Related broker-dealer · false to trueJun 8, 2026 to Jul 21, 2026
- Accounts · 216 to 762Sep 16, 2025 to Mar 30, 2026
- Advisory employees · 9 to 8Sep 16, 2025 to Mar 30, 2026
- BD registered reps · 1 to 0Sep 16, 2025 to Mar 30, 2026
- Corporate clients · 216 to 762Sep 16, 2025 to Mar 30, 2026
- Employees · 35 to 25Sep 16, 2025 to Mar 30, 2026
- Other offices · 1 to 0Sep 16, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $440M to $708MSep 16, 2025 to Mar 30, 2026
- RAUM · $440M to $708MSep 16, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 3, 2025 to Jun 12, 2025
- Accounts · 18 to 216Nov 1, 2024 to Mar 3, 2025
- BD registered reps · 0 to 1Nov 1, 2024 to Mar 3, 2025
- Corporate clients · 18 to 216Nov 1, 2024 to Mar 3, 2025
- Employees · 40 to 35Nov 1, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $108M to $440MNov 1, 2024 to Mar 3, 2025
- RAUM · $108M to $440MNov 1, 2024 to Mar 3, 2025
- Accounts · 0 to 18Apr 16, 2024 to Aug 15, 2024
- Corporate clients · unset to 18.0Apr 16, 2024 to Aug 15, 2024
- Non-discretionary RAUM · $0 to $108MApr 16, 2024 to Aug 15, 2024
- RAUM · $0 to $108MApr 16, 2024 to Aug 15, 2024
Signals
4 dated events
- A•• A••••••• L•• reported RAUM $708.3M, up 61% from $440.5M (2025-09-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A•• A••••••• L•• reported RAUM $440.5M, up 307% from $108.2M (2024-11-01 to 2025-03-03)Mar 3, 2025 · RAUM change · derived
- Mitchell Jeffrey Press (Chief Compliance Officer) appeared on Schedule A of A•• A••••••• L••Aug 15, 2024 · Control person joined · fact
- A•• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/join-arcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- j••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (510) 213-8085reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026