DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• A•••• M••••••••• L••
Latest filing Jul 16, 2026
First filing on the tape Mar 1, 2024 · 7 filings
SEC status approved since Mar 29, 2024
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
22
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$346M as of Jul 16, 2026
Mar 27, 2025$289M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 27, 20250 then
Employees (5.A)10 as of Jul 16, 2026
Mar 27, 20252 then
Private funds22 as of Jul 16, 2026
Mar 27, 202522 then
RAUM +20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $346M, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$338M98%
- Investment companies$8.3M2.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $346M for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- O•••••• A••••••• M••••••• · Chief Investment Officercontrolsince 12/2023 · owns less than 5%
- Y••• H••••••• · Chief Executive Officercontrolsince 08/2024 · owns less than 5%
- D•••••• N••••••• · Managercontrolsince 02/2022 · owns F of C•••••• T•••• R•••• H•••••••• L••
- F•••••• J••••••• L••• · Managercontrolsince 01/2020 · owns F of A• V••••••• L••
- K••••• A•••• · Managercontrolsince 01/2020 · owns F of A• V••••••• L••
- R•••••••• N•••• · Membercontrolsince 07/2010 · owns 25% to 50% of C•••••• T•••• R•••• H•••••••• L••
- R•••••••• N•••• · Managercontrolsince 01/2020 · owns F of A• V••••••• L••
- K•••• A••••• K•• W•• · Chief Compliance Officersince 02/2024 · owns less than 5%
Entity owners
- A• V••••••• L•• · Shareholderindirect · owns 75% or more of A• A••••••• M••••••••• I•••
- C•••••• T•••• R•••• H•••••••• L•• · Ownerindirect · owns 75% or more of A• V••••••• L••
- A• A••••••• M••••••••• I••• · Memberdirect · owns 75% or more
- V••••••••• L•• · Ownerindirect · owns 25% to 50% of A• V••••••• L••
Related persons
Schedule D 7.A
- Q••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6Dec 12, 2025 to Mar 31, 2026
- BD registered reps · 2 to 0Dec 12, 2025 to Mar 31, 2026
- Assets in custody · $289M to $346MDec 12, 2025 to Mar 31, 2026
- Employees · 9 to 10Dec 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $298M to $346MDec 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $289M to $338MDec 12, 2025 to Mar 31, 2026
- RAUM · $298M to $346MDec 12, 2025 to Mar 31, 2026
- Accounts · 22 to 23Mar 27, 2025 to Dec 12, 2025
- Advisory employees · 2 to 7Mar 27, 2025 to Dec 12, 2025
- Advisory activities · 1 to 2Mar 27, 2025 to Dec 12, 2025
- BD registered reps · 0 to 2Mar 27, 2025 to Dec 12, 2025
- Business name · S••••••••• T••• M••••••••• C•••••• to A•••••••• A•••• M••••••••• L••Mar 27, 2025 to Dec 12, 2025
- Assets in custody · unset to 289296701.0Mar 27, 2025 to Dec 12, 2025
- Custody of client assets · false to trueMar 27, 2025 to Dec 12, 2025
- Employees · 2 to 9Mar 27, 2025 to Dec 12, 2025
- Legal name · S••••••••• T••• M••••••••• C•••••• LLC to A•••••••• A•••• M••••••••• L••Mar 27, 2025 to Dec 12, 2025
- Discretionary RAUM · $289M to $298MMar 27, 2025 to Dec 12, 2025
- RAUM · $289M to $298MMar 27, 2025 to Dec 12, 2025
- Accounts · 20 to 22Dec 26, 2024 to Mar 27, 2025
- Pooled vehicle clients · 20 to 22Dec 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Dec 26, 2024 to Mar 27, 2025
- Private funds · 21 to 22Dec 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $271M to $289MDec 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $271M to $289MDec 26, 2024 to Mar 27, 2025
- RAUM · $271M to $289MDec 26, 2024 to Mar 27, 2025
- Advisory employees · 1 to 2Jul 22, 2024 to Dec 26, 2024
- Employees · 1 to 2Jul 22, 2024 to Dec 26, 2024
- Private funds · 20 to 21Jul 22, 2024 to Dec 26, 2024
- Accounts · unset to 20.0Mar 1, 2024 to Jul 22, 2024
- Pooled vehicle clients · unset to 20.0Mar 1, 2024 to Jul 22, 2024
- Private funds · unset to 20Mar 1, 2024 to Jul 22, 2024
- Discretionary RAUM · unset to 271261182.0Mar 1, 2024 to Jul 22, 2024
- Non-discretionary RAUM · unset to 0.0Mar 1, 2024 to Jul 22, 2024
- Pooled vehicle RAUM · unset to 271261182.0Mar 1, 2024 to Jul 22, 2024
- RAUM · unset to 271261182.0Mar 1, 2024 to Jul 22, 2024
Signals
6 dated events
- Huoyming Yeh (Chief Executive Officer) appeared on Schedule A of A•••••••• A•••• M••••••••• L••Dec 26, 2024 · Control person joined · fact
- Avlok Kohli (Manager) appeared on Schedule A of A•••••••• A•••• M••••••••• L••Dec 26, 2024 · Control person joined · fact
- Lyle Jeffrey Fagnan (Manager) appeared on Schedule A of A•••••••• A•••• M••••••••• L••Dec 26, 2024 · Control person joined · fact
- Naval Ravikant (Manager) appeared on Schedule A of A•••••••• A•••• M••••••••• L••Dec 26, 2024 · Control person joined · fact
- Nicholas Dubois (Manager) appeared on Schedule A of A•••••••• A•••• M••••••••• L••Dec 26, 2024 · Control person joined · fact
- S••••••••• T••• M••••••••• C•••••• filed its initial SEC registration (Form ADV)Mar 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••••••• T••• M••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- angellistmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-880-1869reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026