DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••• O•• E•• C••••••
Latest filing May 28, 2026
First filing on the tape May 31, 2024 · 9 filings
SEC status approved since Jun 28, 2024
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.1B as of May 28, 2026
Apr 15, 2025$572M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2026
Apr 15, 20250 then
Employees (5.A)6 as of May 28, 2026
Apr 15, 20255 then
Private funds: no history
RAUM +85% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $212MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••••• Z••••••• C••• · Ceo/Ccocontrolsince 02/2024 · owns less than 5%
- W••••••••• Z••••••• C••• · Managing Partnercontrolsince 02/2024 · owns 50% to 75% of T••• O•• H••••••• L•
Entity owners
- T••• O•• H••••••• L• · Memberdirect · owns 75% or more
- E••••••••• L• · Limited Partnerindirect · owns 25% to 50% of T••• O•• H••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 2, 2026 to May 28, 2026
- Advisory employees · 2 to 3Mar 2, 2026 to May 28, 2026
- BD registered reps · 0 to 1Mar 2, 2026 to May 28, 2026
- Employees · 5 to 6Mar 2, 2026 to May 28, 2026
- Discretionary RAUM · $566M to $1.1BMar 2, 2026 to May 28, 2026
- RAUM · $566M to $1.1BMar 2, 2026 to May 28, 2026
- Accounts · 2 to 4Sep 4, 2025 to Mar 2, 2026
- Discretionary RAUM · $572M to $566MSep 4, 2025 to Mar 2, 2026
- RAUM · $572M to $566MSep 4, 2025 to Mar 2, 2026
- Accounts · 1 to 2Sep 24, 2024 to Apr 15, 2025
- Employees · 4 to 5Sep 24, 2024 to Apr 15, 2025
- Financial planning clients · unset to Sep 24, 2024 to Apr 15, 2025
- Discretionary RAUM · $10.2M to $572MSep 24, 2024 to Apr 15, 2025
- RAUM · $10.2M to $572MSep 24, 2024 to Apr 15, 2025
- Accounts · 0 to 1Jul 26, 2024 to Sep 24, 2024
- Employees · 2 to 4Jul 26, 2024 to Sep 24, 2024
- Discretionary RAUM · $0 to $10.2MJul 26, 2024 to Sep 24, 2024
- RAUM · $0 to $10.2MJul 26, 2024 to Sep 24, 2024
- HQ city · NATICK to WELLESLEYJun 14, 2024 to Jul 26, 2024
Signals
2 dated events
- T••• O•• E•• C•••••• reported RAUM $1.1B, up 87% from $566.1M (2026-03-02 to 2026-05-28)May 28, 2026 · RAUM change · derived
- T••• O•• E•• C•••••• filed its initial SEC registration (Form ADV)May 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/twinoakreportedpublic record, Form ADV, Sep 19, 2026
- Website
- twinoak.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-402-5495reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026