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RIA Intelligence

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SEC-registered adviser

N•••••

No RAUM reportedCRD 330409SEC 801-130613websiteIAPD
Legal name N••••• I••
Latest filing Mar 26, 2026
First filing on the tape Jun 4, 2024 · 5 filings
SEC status approved since Jul 19, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Mar 26, 2026
Apr 1, 2025$100 then
HNW client RAUM$0 as of Mar 26, 2026
Apr 1, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20250 then
Employees (5.A)3 as of Mar 26, 2026
Apr 1, 20253 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• A••• · Ceo, Ccocontrol
        since 06/2023 · owns 25% to 50%
      • S•••• A•••• · Ctocontrol
        since 06/2023 · owns 25% to 50%
      • S•••••• A•••••• · Coocontrol
        since 06/2023 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 0
        Apr 1, 2025 to Mar 26, 2026
      • Individual clients · 9 to 0
        Apr 1, 2025 to Mar 26, 2026
      • Discretionary RAUM · $100 to $0
        Apr 1, 2025 to Mar 26, 2026
      • Individual RAUM · $100 to $0
        Apr 1, 2025 to Mar 26, 2026
      • RAUM · $100 to $0
        Apr 1, 2025 to Mar 26, 2026
      • Accounts · 7 to 9
        Nov 16, 2024 to Apr 1, 2025
      • Individual clients · 7 to 9
        Nov 16, 2024 to Apr 1, 2025
      • Financial planning clients · unset to
        Nov 16, 2024 to Apr 1, 2025
      • HQ city · unset to
        Nov 16, 2024 to Apr 1, 2025
      • HQ state · unset to
        Nov 16, 2024 to Apr 1, 2025
      • State-registered IARs · 2 to 0
        Nov 16, 2024 to Apr 1, 2025
      • Accounts · 0 to 7
        Jun 27, 2024 to Nov 16, 2024
      • Individual clients · 0 to 7
        Jun 27, 2024 to Nov 16, 2024
      • Discretionary RAUM · $0 to $100
        Jun 27, 2024 to Nov 16, 2024
      • Individual RAUM · $0 to $100
        Jun 27, 2024 to Nov 16, 2024
      • RAUM · $0 to $100
        Jun 27, 2024 to Nov 16, 2024
      Signals
      1 dated events
      • Naseeb filed its initial SEC registration (Form ADV)
        Jun 4, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      n•••••.ioreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      630-441-8495reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026