DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••••
Legal name L••••••••• W••••• P•••••••• I•••
Latest filing Jul 6, 2026
First filing on the tape Feb 27, 2024 · 4 filings
SEC status approved since Mar 29, 2024
RAUM
$886,083
reported, Item 5.F
Discretionary
27%
of RAUM
Private clients
100%
$886,083 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$886,083 as of Jul 6, 2026
Mar 31, 2025$555,898 then
HNW client RAUM$0 as of Jul 6, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 6, 2026
Mar 31, 20250 then
Employees (5.A)2 as of Jul 6, 2026
Mar 31, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $88,608derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 27%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$886,083100%
- Individual clients
- 6reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••• Z•••• · Ctocontrolsince 01/2024 · owns 25% to 50%
- Z••••• Y•••• · Ceo, Ccocontrolsince 01/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 10Mar 31, 2025 to Jul 6, 2026
- Individual clients · 5 to 6Mar 31, 2025 to Jul 6, 2026
- Financial planning clients · 1-10 to 0Mar 31, 2025 to Jul 6, 2026
- Discretionary RAUM · $555,898 to $241,476Mar 31, 2025 to Jul 6, 2026
- Individual RAUM · $555,898 to $886,083Mar 31, 2025 to Jul 6, 2026
- Non-discretionary RAUM · $0 to $644,607Mar 31, 2025 to Jul 6, 2026
- RAUM · $555,898 to $886,083Mar 31, 2025 to Jul 6, 2026
- Accounts · 0 to 5Mar 7, 2024 to Mar 31, 2025
- Charity clients · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Corporate clients · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- HNW clients · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Individual clients · unset to 5.0Mar 7, 2024 to Mar 31, 2025
- Pension plan clients · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Financial planning clients · unset to 1-10Mar 7, 2024 to Mar 31, 2025
- HQ city · unset to Mar 7, 2024 to Mar 31, 2025
- HQ state · unset to Mar 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $555,898Mar 7, 2024 to Mar 31, 2025
- HNW RAUM · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Individual RAUM · unset to 555898.0Mar 7, 2024 to Mar 31, 2025
- Pension RAUM · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 0.0Mar 7, 2024 to Mar 31, 2025
- RAUM · $0 to $555,898Mar 7, 2024 to Mar 31, 2025
- Advisory employees · 0 to 1Feb 27, 2024 to Mar 7, 2024
Signals
1 dated events
- Lighthouse filed its initial SEC registration (Form ADV)Feb 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/invest-with-lighthousereportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••••••.ioreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 2014679489reportedpublic record, Form ADV, Jul 6, 2026
- Contact form
- l•••••••••.ioreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026