DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

D•••••• A•••• M•••••••••

Former SEC-registered adviserFormer SEC adviser8 private funds· Phoenix, Arizonawebsite

Former SEC-registered adviser, based in Phoenix, Arizona.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
Not applicable
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
Not established
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 330507 · SEC 801-132766 · 6 filingsShow
CRD 330507SEC 801-132766Legal name D•••••• A•••• M••••••••• U•• I••First filing on the tape Jul 8, 2024, latest Dec 5, 2025SEC status 120-day approval since May 12, 2025IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$0 as of Dec 5, 2025
Apr 10, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Dec 5, 2025
Apr 10, 20251 then
Employees (5.A)2 as of Dec 5, 2025
Apr 10, 20252 then
Private funds8 as of Dec 5, 2025
Apr 10, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 5, 2025; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L••• R••••• F••••••••• F•••Securitized Asset Fund$04Jul 8, 2024
      M••••• S•••••• • T••••••••• I•••Securitized Asset Fund$02Jul 8, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • J••••••• E•••••• L••••••• · Cio & Ccocontrol
        since 03/2024 · owns less than 5%
      • L••••••••• J••• · Ceocontrol
        since 10/2023 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 8
        Jul 1, 2025 to Aug 5, 2025
      • Financial planning clients · unset to
        Apr 10, 2025 to Jul 1, 2025
      • Employees · 1 to 2
        Jul 8, 2024 to Apr 10, 2025
      • Legal name · D•••••• A•••• M••••••••• U• INC to D•••••• A•••• M••••••••• U•• I••
        Jul 8, 2024 to Apr 10, 2025
      Signals
      2 dated events
      • ••• Locked
        Feb 2, 2026 · Left the SEC roster · derived
      • ••• Locked
        Jul 8, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026