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Former SEC-registered adviser

H••••• I••••••••• M••••••••• I•••

Former SEC-registered adviserMontreal, Quebec, CRD 330682SEC 801-130773IAPD
Latest filing Dec 18, 2024
First filing on the tape Jun 26, 2024 · 2 filings
RAUM
$446M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
38%
$171M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$446M as of Dec 18, 2024
Jun 26, 2024$446M then
HNW client RAUM$129M as of Dec 18, 2024
Jun 26, 2024$129M then
State-registered IARs (5.B.3)0 as of Dec 18, 2024
Jun 26, 20240 then
Employees (5.A)17 as of Dec 18, 2024
Jun 26, 202417 then
Private funds: no history
Practice profile
derived from the filing of Dec 18, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$266M60%
  • High-net-worth individuals$129M29%
  • Individuals$41.8M9.4%
  • Charitable organizations$8.3M1.9%
Individual clients
180reported
HNW clients
41reported
Pension plan clients
n/areported
Charitable clients
6reported
Accounts
288reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• G•••••••• T••••• B•••• · Chief Compliance Officercontrol
        since 06/2024 · owns less than 5%
      • H•••••• J•••• · President And Directorcontrol
        since 01/1989 · owns 25% to 50%
      • G•••••• C•••••• · Shareholdercontrol
        since 10/2012 · owns 50% to 75% of A•••••• C•••••• C•••••••••
      • G••••••• L•••• · Shareholdercontrol
        since 06/1985 · owns 75% or more of L•••••• I••••••••• I•••
      Entity owners
      • 1••••••• C••••• I••• · Owner
        direct · owns 50% to 75%
      • A•••••• C•••••• C••••••••• · Owner
        indirect · owns 75% or more of H••••• I••••••••• M••••••••• ••••••••• I•••
      • H••••• I••••••••• M••••••••• ••••••••• I••• · Owner
        indirect · owns 75% or more of 1••••••• C••••• I•••
      • L•••••• I••••••••• I••• · Shareholder
        indirect · owns 25% to 50% of A•••••• C•••••• C•••••••••
      Related persons
      Schedule D 7.A
      • A•••••• C•••••• I•••••••• M••••••• L••••••
        real estaten
      • A•••••• L••• I•••••••• C•••••• L••
        real estaten
      • A•••••• T•••• C•••••••••
        n
      • H••••• I••••••••• M••••••••• ••••••••• I•••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • ••• Locked
        Jun 26, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026