DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Southern Equity Advisors LLC
Latest filing Mar 20, 2026
First filing on the tape Apr 22, 2024 · 8 filings
SEC status approved since May 22, 2024
RAUM
$788M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
46%
$366M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$788M as of Mar 20, 2026
Mar 26, 2025$548M then
HNW client RAUM$366M as of Mar 20, 2026
Mar 26, 2025$366M then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 26, 20250 then
Employees (5.A)2 as of Mar 20, 2026
Mar 26, 20252 then
Private funds5 as of Mar 20, 2026
Mar 26, 20256 then
RAUM +44% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $122MderivedHNW RAUM over HNW clients
- Average account
- $60.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $396M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$366M60%
- Pooled investment vehicles$213M35%
- Corporations and businesses$30.1M4.9%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $396M for 4 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.46 fund_share=0.27 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Allen Nance · Managing Member & Ccocontrolsince 03/2024 · owns 75% or more
Related persons
Schedule D 7.A
- Dc Feeder Gp LLCpooled vehicle sponsorn
- Master Gp (Cayman) Ltdpooled vehicle sponsorn
- Se Credit Management, LLCinvestment advisern
- Se Ventures Management LLCinvestment advisern
- Southern Equity LLCinvestment advisern
- Southern Equity Ventures LLCpooled vehicle sponsorn
- Techsquare Capital, LLCinvestment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 20, 2026HNW share of RAUM moved from 67.0% to 46.0% between the annual amendments of 2025-03-26 and 2026-03-20peers: independent wealth managers, $500M to $1B (1,483)
- client mix shiftChange between filings · filing Mar 20, 2026private-client share of RAUM moved from 67.0% to 46.0% between the annual amendments of 2025-03-26 and 2026-03-20peers: independent wealth managers, $500M to $1B (1,483)
- RAUM up 25 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $548,442,621 to $788,115,434 (+44.0%) between the annual amendments of 2025-03-26 and 2026-03-20; the peer median change was +16.0% (1386 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 13Dec 4, 2025 to Mar 20, 2026
- HNW clients · 5 to 3Dec 4, 2025 to Mar 20, 2026
- Pooled vehicle clients · 5 to 7Dec 4, 2025 to Mar 20, 2026
- Assets in custody · $210M to $396MDec 4, 2025 to Mar 20, 2026
- Discretionary RAUM · $633M to $788MDec 4, 2025 to Mar 20, 2026
- HNW RAUM · $368M to $366MDec 4, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $195M to $213MDec 4, 2025 to Mar 20, 2026
- RAUM · $633M to $788MDec 4, 2025 to Mar 20, 2026
- Accounts · 9 to 12May 12, 2025 to Dec 4, 2025
- Corporate clients · unset to 1.0May 12, 2025 to Dec 4, 2025
- HNW clients · 3 to 5May 12, 2025 to Dec 4, 2025
- Pooled vehicle clients · 6 to 5May 12, 2025 to Dec 4, 2025
- Private funds · 6 to 5May 12, 2025 to Dec 4, 2025
- Discretionary RAUM · $548M to $633MMay 12, 2025 to Dec 4, 2025
- HNW RAUM · $366M to $368MMay 12, 2025 to Dec 4, 2025
- Pooled vehicle RAUM · $182M to $195MMay 12, 2025 to Dec 4, 2025
- RAUM · $548M to $633MMay 12, 2025 to Dec 4, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 12, 2025
- Discretionary RAUM · $389M to $548MSep 4, 2024 to Mar 26, 2025
- HNW RAUM · $210M to $366MSep 4, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $180M to $182MSep 4, 2024 to Mar 26, 2025
- RAUM · $389M to $548MSep 4, 2024 to Mar 26, 2025
- Accounts · 0 to 9May 15, 2024 to Sep 4, 2024
- Advisory activities · 2 to 3May 15, 2024 to Sep 4, 2024
- HNW clients · unset to 3.0May 15, 2024 to Sep 4, 2024
- Pooled vehicle clients · unset to 6.0May 15, 2024 to Sep 4, 2024
- Assets in custody · unset to 209595720.0May 15, 2024 to Sep 4, 2024
- Custody of client assets · false to trueMay 15, 2024 to Sep 4, 2024
- Private funds · unset to 6May 15, 2024 to Sep 4, 2024
- Discretionary RAUM · $0 to $389MMay 15, 2024 to Sep 4, 2024
- HNW RAUM · unset to 209595720.0May 15, 2024 to Sep 4, 2024
- Pooled vehicle RAUM · unset to 179590142.0May 15, 2024 to Sep 4, 2024
- RAUM · $0 to $389MMay 15, 2024 to Sep 4, 2024
- Related adviser · false to trueMay 9, 2024 to May 15, 2024
Signals
2 dated events
- Southern Equity Advisors Llc reported RAUM $548.4M, up 41% from $389.2M (2024-09-04 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Southern Equity Advisors Llc filed its initial SEC registration (Form ADV)Apr 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Southern Equity Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Southern Equity Advisors LLC · Private Equityshared crd · organization
- Southern Equity Advisors LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/southernequityreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SOUTHERNEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-240-9233reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026