DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
A••••••••• A•••••••
Legal name A••• S••••• C••••••• L••
Latest filing Sep 29, 2025
First filing on the tape Apr 3, 2024 · 4 filings
SEC status approved since May 7, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Sep 29, 2025
Feb 18, 2025$0 then
HNW client RAUM$0 as of Sep 29, 2025
Feb 18, 2025$0 then
State-registered IARs (5.B.3)0 as of Sep 29, 2025
Feb 18, 20250 then
Employees (5.A)5 as of Sep 29, 2025
Feb 18, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 29, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- 23reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M••••••• E• · Chief Compliance Officer, Chief Investment Officer, Membercontrolsince 04/2023 · owns 25% to 50%
- J••••••• P••••• · Chief Technology Officercontrolsince 04/2024 · owns less than 5%
- M••••••• D•••••• F•••••• · Chief Executive Officercontrolsince 04/2023 · owns less than 5%
- M••••••• D•••••• F•••••• · Managing Membercontrolsince 10/2020 · owns 75% or more of D•• V••••••• L••
- M••••••• J••• · Product Managersince 04/2024 · owns less than 5%
- M•••••• M•••••••• C•••• · Membersince 04/2023 · owns 5% to 10%
Entity owners
- D•• V••••••• L•• · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- T•••• S•••• C•••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Accounts · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- Advisory employees · 1 to 2Apr 25, 2024 to Feb 18, 2025
- BD registered reps · 2 to 1Apr 25, 2024 to Feb 18, 2025
- Corporate clients · unset to 4.0Apr 25, 2024 to Feb 18, 2025
- HNW clients · unset to 23.0Apr 25, 2024 to Feb 18, 2025
- Pooled vehicle clients · unset to 4.0Apr 25, 2024 to Feb 18, 2025
- Employees · 4 to 5Apr 25, 2024 to Feb 18, 2025
- Financial planning clients · unset to Apr 25, 2024 to Feb 18, 2025
- Discretionary RAUM · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- HNW RAUM · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- Non-discretionary RAUM · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- RAUM · unset to 0.0Apr 25, 2024 to Feb 18, 2025
- Business name · A••• S••••• C••••••• L•• to A••••••••• A•••••••Apr 3, 2024 to Apr 25, 2024
- Other offices · 0 to 1Apr 3, 2024 to Apr 25, 2024
Signals
2 dated events
- A••••••••• A••••••• no longer on the SEC adviser roster (last listed 2026-03-02)Apr 1, 2026 · Left the SEC roster · derived
- A••• S••••• C••••••• L•• filed its initial SEC registration (Form ADV)Apr 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026