DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• M••••••••• L••
Latest filing Apr 16, 2026
First filing on the tape Mar 28, 2024 · 7 filings
SEC status approved since May 3, 2024
RAUM
$449M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$449M as of Apr 16, 2026
Mar 25, 2025$852M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 16, 2026
Mar 25, 20250 then
Employees (5.A)8 as of Apr 16, 2026
Mar 25, 20258 then
Private funds3 as of Apr 16, 2026
Mar 25, 20251 then
RAUM -47% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$449M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• I••••• F•••• L• | Private Equity Fund | $32.4M | 49 | Nov 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G•••• S•••••• S••••• · Co-Chief Executive Officercontrolsince 10/2018 · owns 50% to 75%
- N•••• J••••• L•••• · Co-Chief Executive Officercontrolsince 10/2018 · owns 50% to 75%
- W•••••••• P••••• L••••• · Chief Compliance Officer, Chief Financial Officercontrolsince 02/2020 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• N•••••• R•••••••• F••• G•• L••pooled vehicle sponsory
- A•••• N•••••• R•••••••• L••pooled vehicle sponsory
- G•••• I••••• F••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Apr 16, 2026RAUM (Item 5.F) moved from $852,236,541 to $449,012,484 (-47.0%) between the annual amendments of 2025-03-25 and 2026-04-16; the peer median change was +4.0% (1148 comparable advisers, 4.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 3.9% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 7Jun 4, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 7Jun 4, 2025 to Mar 31, 2026
- Private funds · 1 to 3Jun 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $852M to $449MJun 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $852M to $449MJun 4, 2025 to Mar 31, 2026
- RAUM · $852M to $449MJun 4, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 25, 2025 to Jun 4, 2025
- Employees · 24 to 8May 2, 2024 to Mar 25, 2025
- Discretionary RAUM · $332M to $852MMay 2, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $332M to $852MMay 2, 2024 to Mar 25, 2025
- RAUM · $332M to $852MMay 2, 2024 to Mar 25, 2025
- Discretionary RAUM · $331M to $332MApr 15, 2024 to May 2, 2024
- Pooled vehicle RAUM · $331M to $332MApr 15, 2024 to May 2, 2024
- RAUM · $331M to $332MApr 15, 2024 to May 2, 2024
Signals
3 dated events
- A•••• M••••••••• L•• reported RAUM $449.0M, down 47% from $852.2M (2025-06-04 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A•••• M••••••••• L•• reported RAUM $852.2M, up 157% from $331.6M (2024-05-02 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- avantnr.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-746-5053reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026