DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••• V••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)CRD 331216SEC 801-131340IAPD
Latest filing Feb 17, 2026
First filing on the tape Sep 24, 2024 · 4 filings
SEC status approved since Dec 22, 2025
RAUM
$24.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$24.0M as of Feb 17, 2026
Dec 17, 2025$13.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 17, 2026
Dec 17, 20250 then
Employees (5.A)2 as of Feb 17, 2026
Dec 17, 20252 then
Private funds1 as of Feb 17, 2026
Dec 17, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$24.0M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$24.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$24.0M for 2 clientsreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••• V••••••• I• L•••Venture Capital Fund$2.7M0Sep 24, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• M••••••• J••••• · Executive Officercontrol
        since 07/2023 · owns 50% to 75%
      • M•••• Y••••• A•••••••• · Executive Officercontrol
        since 07/2023 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Dec 17, 2025 to Feb 17, 2026
      • Assets in custody · $13.6M to $24.0M
        Dec 17, 2025 to Feb 17, 2026
      • Non-discretionary RAUM · $13.6M to $24.0M
        Dec 17, 2025 to Feb 17, 2026
      • Pooled vehicle RAUM · $13.6M to $24.0M
        Dec 17, 2025 to Feb 17, 2026
      • RAUM · $13.6M to $24.0M
        Dec 17, 2025 to Feb 17, 2026
      • Assets in custody · unset to 13550000.0
        Dec 12, 2024 to Dec 17, 2025
      • Custody of client assets · false to true
        Dec 12, 2024 to Dec 17, 2025
      • Financial planning clients · 0 to 0
        Dec 12, 2024 to Dec 17, 2025
      • HQ city · unset to
        Dec 12, 2024 to Dec 17, 2025
      • HQ state · unset to
        Dec 12, 2024 to Dec 17, 2025
      • Non-discretionary RAUM · $12.2M to $13.6M
        Dec 12, 2024 to Dec 17, 2025
      • Pooled vehicle RAUM · $12.2M to $13.6M
        Dec 12, 2024 to Dec 17, 2025
      • RAUM · $12.2M to $13.6M
        Dec 12, 2024 to Dec 17, 2025
      • Advisory employees · 0 to 2
        Sep 24, 2024 to Dec 12, 2024
      • Non-discretionary RAUM · $11.5M to $12.2M
        Sep 24, 2024 to Dec 12, 2024
      • Pooled vehicle RAUM · $11.5M to $12.2M
        Sep 24, 2024 to Dec 12, 2024
      • RAUM · $11.5M to $12.2M
        Sep 24, 2024 to Dec 12, 2024
      • Related adviser · false to true
        Sep 24, 2024 to Dec 12, 2024
      Signals
      1 dated events
      • B••••• V••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 24, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      972547693060reportedpublic record, Form ADV, Feb 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026