DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• B••• F••••••••• L••
Latest filing Aug 31, 2026
First filing on the tape Apr 12, 2024 · 11 filings
SEC status approved since Dec 11, 2025
RAUM
$147M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$147M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$49.1M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$147M as of Aug 31, 2026
Nov 10, 2025$142M then
HNW client RAUM$123M as of Aug 31, 2026
Nov 10, 2025$120M then
State-registered IARs (5.B.3)3 as of Aug 31, 2026
Nov 10, 20251 then
Employees (5.A)6 as of Aug 31, 2026
Nov 10, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $49.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $266,002derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $6.8M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M84%
- Individuals$23.9M16%
- Individual clients
- 72reported
- HNW clients
- 91reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 554reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.8M for 26 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• K•••••Certified Financial Planner | Mt. Pleasant, Sc | Jan 9, 2025 | 10 y | 3 |
| P•••••••• N• G••••••Certified Financial Planner | Mt. Pleasant, Sc | Jan 1, 2026 | 26 y | 2 |
| R••••• S•••• K••••••• | Mt. Pleasant, Sc | Apr 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••••• N• G•••••• from C••••••••• F••••••••• I•••Jan 1, 2026 · Other
- A•••••• K••••• from C••••• I••••••••• A••••••• L••Jan 9, 2025 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• A•••••• · President And Chief Compliance Officercontrolsince 04/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mt Pleasant, Sc | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $26 to $6.8MJun 10, 2026 to Aug 31, 2026
- Accounts · 529 to 554Nov 10, 2025 to Mar 24, 2026
- Advisory employees · 1 to 3Nov 10, 2025 to Mar 24, 2026
- HNW clients · 104 to 91Nov 10, 2025 to Mar 24, 2026
- Individual clients · 51 to 72Nov 10, 2025 to Mar 24, 2026
- Assets in custody · unset to 26.0Nov 10, 2025 to Mar 24, 2026
- Custody of client assets · false to trueNov 10, 2025 to Mar 24, 2026
- Employees · 2 to 6Nov 10, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 0Nov 10, 2025 to Mar 24, 2026
- State-registered IARs · 1 to 3Nov 10, 2025 to Mar 24, 2026
- Other offices · 0 to 1Nov 10, 2025 to Mar 24, 2026
- Discretionary RAUM · $142M to $144MNov 10, 2025 to Mar 24, 2026
- HNW RAUM · $120M to $123MNov 10, 2025 to Mar 24, 2026
- Individual RAUM · $21.6M to $23.9MNov 10, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $0 to $3.7MNov 10, 2025 to Mar 24, 2026
- RAUM · $142M to $147MNov 10, 2025 to Mar 24, 2026
- Accounts · 69 to 529Nov 21, 2024 to Nov 10, 2025
- HNW clients · 8 to 104Nov 21, 2024 to Nov 10, 2025
- Individual clients · 46 to 51Nov 21, 2024 to Nov 10, 2025
- Pension plan clients · 7.0 to unsetNov 21, 2024 to Nov 10, 2025
- Employees · 3 to 2Nov 21, 2024 to Nov 10, 2025
- Financial planning clients · 0 to 1-10Nov 21, 2024 to Nov 10, 2025
- HQ city · unset to Nov 21, 2024 to Nov 10, 2025
- HQ state · unset to Nov 21, 2024 to Nov 10, 2025
- Discretionary RAUM · $23.6M to $142MNov 21, 2024 to Nov 10, 2025
- HNW RAUM · $13.9M to $120MNov 21, 2024 to Nov 10, 2025
- Individual RAUM · $12.5M to $21.6MNov 21, 2024 to Nov 10, 2025
- Non-discretionary RAUM · $4.8M to $0Nov 21, 2024 to Nov 10, 2025
- Pension RAUM · 1910220.0 to unsetNov 21, 2024 to Nov 10, 2025
- RAUM · $28.3M to $142MNov 21, 2024 to Nov 10, 2025
- Accounts · 0 to 69Oct 28, 2024 to Nov 21, 2024
- HNW clients · unset to 8.0Oct 28, 2024 to Nov 21, 2024
- Individual clients · unset to 46.0Oct 28, 2024 to Nov 21, 2024
- Pension plan clients · unset to 7.0Oct 28, 2024 to Nov 21, 2024
- Discretionary RAUM · $0 to $23.6MOct 28, 2024 to Nov 21, 2024
- HNW RAUM · unset to 13900262.0Oct 28, 2024 to Nov 21, 2024
- Individual RAUM · unset to 12535579.0Oct 28, 2024 to Nov 21, 2024
- Non-discretionary RAUM · $0 to $4.8MOct 28, 2024 to Nov 21, 2024
- Pension RAUM · unset to 1910220.0Oct 28, 2024 to Nov 21, 2024
- RAUM · $0 to $28.3MOct 28, 2024 to Nov 21, 2024
Signals
1 dated events
- B••• B••• F••••••••• L•• filed its initial SEC registration (Form ADV)Apr 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- bluebearfinancial.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 843-654-1377reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026