DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 21, 2024 · 4 filings
SEC status approved since Jun 20, 2024
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$155M as of Mar 31, 2026
Mar 14, 2025$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 14, 20250 then
Employees (5.A)9 as of Mar 31, 2026
Mar 14, 20256 then
Private funds2 as of Mar 31, 2026
Mar 14, 20251 then
RAUM +9.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $77.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$155M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• C•••••• P••••••• I• L• | Private Equity Fund | $100M | 40 | May 21, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A•••••• A••• · Co-Founder, Managing Membercontrolsince 09/2023 · owns 25% to 50%
- G•••••• L••••• A•••••• · Co-Founder, Managing Member, Chief Compliance Officercontrolsince 09/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
- W•••••• C•••••• P••••••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 14, 2025 to Mar 31, 2026
- Advisory employees · 3 to 5Mar 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Mar 14, 2025 to Mar 31, 2026
- Employees · 6 to 9Mar 14, 2025 to Mar 31, 2026
- Private funds · 1 to 2Mar 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $142M to $155MMar 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $142M to $155MMar 14, 2025 to Mar 31, 2026
- RAUM · $142M to $155MMar 14, 2025 to Mar 31, 2026
- Advisory employees · 6 to 3Oct 10, 2024 to Mar 14, 2025
- Financial planning clients · unset to Oct 10, 2024 to Mar 14, 2025
- Discretionary RAUM · $100M to $142MOct 10, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $100M to $142MOct 10, 2024 to Mar 14, 2025
- RAUM · $100M to $142MOct 10, 2024 to Mar 14, 2025
- Advisory employees · 3 to 6May 21, 2024 to Oct 10, 2024
- Employees · 3 to 6May 21, 2024 to Oct 10, 2024
- Discretionary RAUM · $90.0M to $100MMay 21, 2024 to Oct 10, 2024
- Pooled vehicle RAUM · $90.0M to $100MMay 21, 2024 to Oct 10, 2024
- RAUM · $90.0M to $100MMay 21, 2024 to Oct 10, 2024
Signals
1 dated events
- W•••••• C••••••• L•• filed its initial SEC registration (Form ADV)May 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/walk-on-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 970-948-2311reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026