DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••• P••••••• L•
Latest filing Mar 20, 2026
First filing on the tape May 15, 2024 · 6 filings
SEC status approved since Jun 14, 2024
RAUM
$398M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$398M as of Mar 20, 2026
Mar 27, 2025$178M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 27, 20250 then
Employees (5.A)6 as of Mar 20, 2026
Mar 27, 20255 then
Private funds3 as of Mar 20, 2026
Mar 27, 20252 then
RAUM +124% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +124%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $227M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$364M91%
- Corporations and businesses$34.1M8.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $227M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••• S•••••••• F••• L• | Hedge Fund | $42.0M | 2 | Oct 11, 2024 |
| D•••••• P••••••• M••••• F••• L• | Hedge Fund | $34.8M | 9 | Oct 11, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• T••••••• B••• · Chief Investment Officer, Limited Partnercontrolsince 04/2024 · owns 75% or more
- C•••••••• Z••••••• K••• · Chief Operating Officer, Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- B••••••• T••••••• B••• · Managing Membercontrolsince 04/2024 · owns 75% or more of D•••••• P••••••• G•••••• P•••••• L••
Entity owners
- D•••••• P••••••• G•••••• P•••••• L•• · G•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•••••• P••••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 20, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-27 and 2026-03-20; the peer median change was 0.0% (734 comparable advisers, 95.0th percentile of changes)peers: asset managers, $100M to $500M (734) · 95% percentile
- RAUM up 50 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $177,590,219 to $397,900,939 (+124.0%) between the annual amendments of 2025-03-27 and 2026-03-20; the peer median change was +4.0% (1147 comparable advisers, 98.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jun 18, 2025 to Mar 20, 2026
- Assets in custody · $92.6M to $227MJun 18, 2025 to Mar 20, 2026
- Employees · 5 to 6Jun 18, 2025 to Mar 20, 2026
- Private funds · 2 to 3Jun 18, 2025 to Mar 20, 2026
- Discretionary RAUM · $178M to $398MJun 18, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $160M to $364MJun 18, 2025 to Mar 20, 2026
- RAUM · $178M to $398MJun 18, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 18, 2025
- Assets in custody · $76.8M to $92.6MOct 11, 2024 to Mar 27, 2025
- Discretionary RAUM · $144M to $178MOct 11, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $135M to $160MOct 11, 2024 to Mar 27, 2025
- RAUM · $144M to $178MOct 11, 2024 to Mar 27, 2025
- Accounts · unset to 7.0Jun 21, 2024 to Oct 11, 2024
- Advisory employees · 2 to 3Jun 21, 2024 to Oct 11, 2024
- Advisory activities · 1 to 2Jun 21, 2024 to Oct 11, 2024
- Pooled vehicle clients · unset to 6.0Jun 21, 2024 to Oct 11, 2024
- Assets in custody · unset to 76817791.0Jun 21, 2024 to Oct 11, 2024
- Custody of client assets · false to trueJun 21, 2024 to Oct 11, 2024
- Employees · 3 to 5Jun 21, 2024 to Oct 11, 2024
- Private funds · unset to 2Jun 21, 2024 to Oct 11, 2024
- Discretionary RAUM · unset to 143698686.0Jun 21, 2024 to Oct 11, 2024
- Non-discretionary RAUM · unset to 0.0Jun 21, 2024 to Oct 11, 2024
- Pooled vehicle RAUM · unset to 134578299.0Jun 21, 2024 to Oct 11, 2024
- RAUM · unset to 143698686.0Jun 21, 2024 to Oct 11, 2024
- HQ city · unset to MORRISTOWNMay 15, 2024 to Jun 21, 2024
- HQ state · unset to NJMay 15, 2024 to Jun 21, 2024
- Other offices · 1 to 0May 15, 2024 to Jun 21, 2024
Signals
2 dated events
- D•••••• P••••••• L• reported RAUM $397.9M, up 124% from $177.6M (2025-06-18 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- D•••••• P••••••• L• filed its initial SEC registration (Form ADV)May 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/diadema-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-979-8432reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026