DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D• A•••• M•••••••••
Legal name D• A•••• M••••••••• L•
Latest filing May 1, 2026
First filing on the tape May 2, 2024 · 8 filings
SEC status approved since Jun 4, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.8B as of May 1, 2026
Mar 24, 2025$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Mar 24, 20250 then
Employees (5.A)34 as of May 1, 2026
Mar 24, 20257 then
Private funds4 as of May 1, 2026
Mar 24, 20252 then
RAUM +79% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $456MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +76%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D• S•••••••• O••••••••• I• L• | Private Equity Fund | $750M | 1 | Oct 1, 2024 |
| D• S• I• A••• L• | Private Equity Fund | $250M | 1 | Oct 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• B••• J•••• · Managing Partner / Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- D••••••• L•••• J•••••• · Managing Partnercontrolsince 04/2024 · owns less than 5%
- D••••••• B••• J•••• · Managing Partner / Chief Compliance Officercontrolsince 04/2024 · owns 50% to 75% of D• A•••• M••••••••• L••
- D••••••• L•••• J•••••• · Managing Partnercontrolsince 04/2024 · owns 50% to 75% of D• A•••• M••••••••• L••
Entity owners
- D• A•••• M••••••••• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- D• G• H•••••• L•y
- D• S•••••••• O••••••••• I• G•• L•pooled vehicle sponsory
- D• S•••••••• O••••••••• I• M••••••• L•y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 6, 2026discretionary share of RAUM moved from 36.0% to 73.0% between the annual amendments of 2025-03-24 and 2026-04-06peers: ASSET_M••••••, $1B to $5B (1,506)
- private fund count surgeChange between filings · filing Apr 6, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-24 and 2026-04-06; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,022) · 98% percentile
- RAUM up 50 %Change between filings · filing Apr 6, 2026RAUM (Item 5.F) moved from $1,018,377,871 to $1,792,565,512 (+76.0%) between the annual amendments of 2025-03-24 and 2026-04-06; the peer median change was +11.0% (1368 comparable advisers, 91.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 91% percentile
What changed
consecutive filings, newest first
- Assets in custody · $1.8B to $1.8BApr 6, 2026 to May 1, 2026
- Discretionary RAUM · $1.3B to $1.3BApr 6, 2026 to May 1, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BApr 6, 2026 to May 1, 2026
- RAUM · $1.8B to $1.8BApr 6, 2026 to May 1, 2026
- Accounts · 2 to 4May 6, 2025 to Mar 31, 2026
- Advisory employees · 6 to 9May 6, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4May 6, 2025 to Mar 31, 2026
- Assets in custody · $1.0B to $1.8BMay 6, 2025 to Mar 31, 2026
- Employees · 7 to 34May 6, 2025 to Mar 31, 2026
- Private funds · 2 to 4May 6, 2025 to Mar 31, 2026
- Discretionary RAUM · $352M to $1.3BMay 6, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $654M to $477MMay 6, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.8BMay 6, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.8BMay 6, 2025 to Mar 31, 2026
- Assets in custody · $1.0B to $1.0BMar 24, 2025 to May 6, 2025
- Financial planning clients · unset to Mar 24, 2025 to May 6, 2025
- Discretionary RAUM · $364M to $352MMar 24, 2025 to May 6, 2025
- Non-discretionary RAUM · $654M to $654MMar 24, 2025 to May 6, 2025
- Pooled vehicle RAUM · $1.0B to $1.0BMar 24, 2025 to May 6, 2025
- RAUM · $1.0B to $1.0BMar 24, 2025 to May 6, 2025
- Advisory employees · 2 to 6Oct 1, 2024 to Mar 24, 2025
- Assets in custody · $1.0B to $1.0BOct 1, 2024 to Mar 24, 2025
- Employees · 3 to 7Oct 1, 2024 to Mar 24, 2025
- Other offices · 0 to 1Oct 1, 2024 to Mar 24, 2025
- Discretionary RAUM · $350M to $364MOct 1, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $650M to $654MOct 1, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.0B to $1.0BOct 1, 2024 to Mar 24, 2025
- RAUM · $1.0B to $1.0BOct 1, 2024 to Mar 24, 2025
- Accounts · unset to 2.0Jun 4, 2024 to Oct 1, 2024
- Pooled vehicle clients · unset to 2.0Jun 4, 2024 to Oct 1, 2024
- Assets in custody · unset to 1000000000.0Jun 4, 2024 to Oct 1, 2024
- Custody of client assets · false to trueJun 4, 2024 to Oct 1, 2024
- Employees · 2 to 3Jun 4, 2024 to Oct 1, 2024
- Private funds · unset to 2Jun 4, 2024 to Oct 1, 2024
- Discretionary RAUM · unset to 350000000.0Jun 4, 2024 to Oct 1, 2024
- Non-discretionary RAUM · unset to 650000000.0Jun 4, 2024 to Oct 1, 2024
- Pooled vehicle RAUM · unset to 1000000000.0Jun 4, 2024 to Oct 1, 2024
- RAUM · unset to 1000000000.0Jun 4, 2024 to Oct 1, 2024
- Organization form · Limited Liability Partnership to Limited PartnershipMay 2, 2024 to Jun 4, 2024
Signals
2 dated events
- D• A•••• M••••••••• reported RAUM $1.8B, up 78% from $1.0B (2025-05-06 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D• A•••• M••••••••• filed its initial SEC registration (Form ADV)May 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- D• A•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/d2-asset-management-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- d••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-831-5640reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026