DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wurz Financial Services, LLC

Independent wealth managerHolland, OhioCRD 331608SEC 801-135149websiteIAPD
Latest filing Jul 21, 2026
First filing on the tape Dec 15, 2025 · 5 filings
SEC status approved since Jan 20, 2026
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$117M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$39.0M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$117M as of Jul 21, 2026
Dec 15, 2025$117M then
HNW client RAUM$53.0M as of Jul 21, 2026
Dec 15, 2025$53.0M then
State-registered IARs (5.B.3)3 as of Jul 21, 2026
Dec 15, 20252 then
Employees (5.A)7 as of Jul 21, 2026
Dec 15, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$39.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
164derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$260,579derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$64.0M55%
  • High-net-worth individuals$53.0M45%
Individual clients
449reported
HNW clients
42reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
449reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Darren WurzCertified Financial PlannerCincinnati, Oh Jul 10, 202411 y2
Travis R WurzHolland, OhJul 10, 202410 y3
Stacia Marie BeardenCertified Financial PlannerJasper, Ga Jul 13, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Darren Wurz · Managing Partner And Chief Compliance Officercontrol
        since 03/2024 · owns 50% to 75%
      • Travis Wurz · Managing Partnercontrol
        since 03/2024 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Holland, Oh · principal310
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 3
        Jun 29, 2026 to Jul 21, 2026
      • Employees · 6 to 7
        Jun 29, 2026 to Jul 21, 2026
      • State-registered IARs · 2 to 3
        Jun 29, 2026 to Jul 21, 2026
      • Other offices · 1 to 2
        Jun 29, 2026 to Jul 21, 2026
      • Financial planning clients · 251-500 to 101-250
        Mar 27, 2026 to Jun 29, 2026
      • Employees · 4 to 6
        Dec 15, 2025 to Feb 20, 2026
      Signals
      1 dated events
      • 2 advisors left Schmerge Executive Planning Services, Inc. (Holland, OH) for Wurz Financial Services, LLC on the same day
        Jan 9, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      419-299-6700reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      859-291-9879reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/wurz-financial-servicesreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/the-lawyer-millionaire/?viewAsMember=trreportedpublic record, Form ADV, Sep 17, 2026
      Website
      wurzfinancialservices.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      859-291-9879reportedpublic record, Form ADV, Jul 21, 2026
      Contact form
      wurzfinancialservices.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
      Team page
      wurzfinancialservices.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $39.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026