DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••••••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 331645SEC 801-135527website IAPD

Latest filing Sep 9, 2026

First filing on the tape Mar 4, 2026 · 2 filings

SEC status approved since Mar 11, 2026

RAUM

$161M

reported, Item 5.F

Discretionary

91%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

RAUM$161M as of Sep 9, 2026

Mar 4, 2026$161M then

HNW client RAUM$0 as of Sep 9, 2026

Mar 4, 2026$0 then

State-registered IARs (5.B.3)0 as of Sep 9, 2026

Mar 4, 20260 then

Employees (5.A)4 as of Sep 9, 2026

Mar 4, 20264 then

Private funds: 9

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Sep 9, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $17.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 91%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $161M, 9 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$161M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 9reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $161M for 9 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S•••••••• C•••••• F••• •••• L•••	Private Equity Fund	$50.0M	6	Jun 3, 2024
S•••••••• C•••••• F••• L•••	Private Equity Fund	$19.0M	8	Jun 3, 2024
S•••••••• C•••••• F••• ••• O••••••• F•••••• L•••	Private Equity Fund	$15.0M	1	Jun 3, 2024

Owners and control persons

Schedule A and B, latest filing

V••••••• R••••• B•••••• · Chief Investment Officer, Chief Executive Officer, Chief Compliance Officer And Managing Partnercontrol
since 03/2024 · owns 75% or more
A••••• N•••••• R••••••••• · Co-Trusteeco-Trustee Of M••• Trust U/A Trust)
since 04/2024 · owns 5% to 10%
H•••• J•••••• M••••••• D••••• · Co-Trustee Of M••• Trust U/A D••• B.
since 04/2024 · owns 5% to 10%
R•••••• N•••• F••••• · Co-Trustee Of M••• Trust U/A D••• B.
since 04/2024 · owns 5% to 10%

Entity owners

S•••••••• U•• L•• · General Partner
direct · owns less than 5%
M••• T•••• U•• D••• B• H•••••• · Limited Partner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Financial planning clients · to unset
Mar 4, 2026 to Sep 9, 2026
Private funds · 9 to unset
Mar 4, 2026 to Sep 9, 2026
Succession · false to unset
Mar 4, 2026 to Sep 9, 2026

Signals

1 dated events

Nathan Richardson Allen, registered through W•• P•••••••• L•• (Atlanta, GA), is a direct owner of S•••••••• C•••••• M••••••••• L•••, an adviser first registered 2026-03-04; in 2023-2025, 148 of 187 such owners registered at this class of firm moved to the new adviser within a year, median 88 days after the filing
Mar 4, 2026 · Owner of a newly registered adviser · fact

Across DFX

shared identifiers only, never a name match

S•••••••• C•••••• M••••••••• L••• · Independent Sponsors
shared crd · capital_provider
S•••••••• C•••••• M••••••••• L••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/summation-capitalreportedpublic record, Form ADV, Sep 18, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: (929) 334-4711reportedpublic record, Form ADV, Sep 9, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026