DFX Intelligence
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SEC-registered adviser
H••••••• H••••••
Legal name H••••••• H•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 14, 2024 · 6 filings
SEC status approved since Jul 26, 2024
RAUM
$278M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$278M as of Mar 31, 2026
Mar 27, 2025$223M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20250 then
Employees (5.A)17 as of Mar 31, 2026
Mar 27, 202513 then
Private funds2 as of Mar 31, 2026
Mar 27, 20251 then
RAUM +25% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $139MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$278M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• H•••••• F••• I• L• | Private Equity Fund | $225M | 54 | Nov 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• K•••••• R••• B•••• · Co-Founder, Limited Partner, Chief Compliance Officercontrolsince 06/2024 · owns 50% to 75%
- V•• A••••••••• L••••••••• P•••••• · Co-Founder, Limited Partnercontrolsince 06/2024 · owns 50% to 75%
- P•••••• K•••••• R••• B•••• · Co-Foundercontrolsince 06/2024 · owns 50% to 75% of H••••••• H•••••• M••••••••• G•• L••
- V•• A••••••••• L••••••••• P•••••• · Co-Foundercontrolsince 06/2024 · owns 50% to 75% of H••••••• H•••••• M••••••••• G•• L••
Entity owners
- H••••••• H•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- 2•• I••••••••• I•• L••pooled vehicle sponsorn
- 2•• I••••••••• L••pooled vehicle sponsorn
- H••••••• H•••••• F••• I• G•• L•pooled vehicle sponsorn
- H••••••• S••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
- Raleigh, NC1 employees
What changed
consecutive filings, newest first
- Accounts · 1 to 2Jun 24, 2025 to Mar 31, 2026
- Advisory employees · 13 to 17Jun 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Jun 24, 2025 to Mar 31, 2026
- Employees · 13 to 17Jun 24, 2025 to Mar 31, 2026
- Private funds · 1 to 2Jun 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $223M to $278MJun 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $223M to $278MJun 24, 2025 to Mar 31, 2026
- RAUM · $223M to $278MJun 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 24, 2025
- Advisory employees · 12 to 13Nov 22, 2024 to Mar 27, 2025
- Employees · 12 to 13Nov 22, 2024 to Mar 27, 2025
- Other offices · 2 to 1Nov 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $225M to $223MNov 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $225M to $223MNov 22, 2024 to Mar 27, 2025
- RAUM · $225M to $223MNov 22, 2024 to Mar 27, 2025
- Accounts · unset to 1.0Jul 25, 2024 to Nov 22, 2024
- Pooled vehicle clients · unset to 1.0Jul 25, 2024 to Nov 22, 2024
- Custody of client assets · false to trueJul 25, 2024 to Nov 22, 2024
- Private funds · unset to 1Jul 25, 2024 to Nov 22, 2024
- Discretionary RAUM · unset to 225270000.0Jul 25, 2024 to Nov 22, 2024
- Non-discretionary RAUM · unset to 0.0Jul 25, 2024 to Nov 22, 2024
- Pooled vehicle RAUM · unset to 225270000.0Jul 25, 2024 to Nov 22, 2024
- RAUM · unset to 225270000.0Jul 25, 2024 to Nov 22, 2024
- Organization form · Limited Liability Company to Limited PartnershipJun 14, 2024 to Jul 25, 2024
Signals
1 dated events
- ••• LockedJun 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••••• H•••••• · Independent Sponsorsshared crd · capital_provider
- H••••••• H•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- h•••••••••.comreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- 617-938-3664reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026