DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
O•• F••••• L••
Latest filing May 23, 2025
First filing on the tape Jun 10, 2024 · 6 filings
SEC status approved since Jul 9, 2024
RAUM
$507M
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$507M as of May 23, 2025
Mar 31, 2025$507M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 23, 2025
Mar 31, 20250 then
Employees (5.A)14 as of May 23, 2025
Mar 31, 202518 then
Private funds2 as of May 23, 2025
Mar 31, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 23, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $169MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 11%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$57.2M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• P••••• L•• | Private Equity Fund | $39.3M | 11 | Jun 10, 2024 |
| C••••••• O•• F••• L• | Private Equity Fund | $34.0M | 26 | Jun 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- O•••••• K••••• W•••• · Chief Executive Officercontrolsince 08/2023 · owns 75% or more
- O••• K•••••••• A•••• · Chief Compliance Officersince 05/2024 · owns less than 5%
- S•••••••• P••••••• J•••• · Chief Financial Officersince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 18 to 14Mar 31, 2025 to May 23, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 23, 2025
- Advisory employees · 13 to 6Aug 21, 2024 to Mar 31, 2025
- Assets in custody · $350M to $0Aug 21, 2024 to Mar 31, 2025
- Employees · 23 to 18Aug 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $73.3M to $57.2MAug 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $277M to $450MAug 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $73.3M to $57.2MAug 21, 2024 to Mar 31, 2025
- RAUM · $350M to $507MAug 21, 2024 to Mar 31, 2025
- Related adviser · false to trueAug 21, 2024 to Mar 31, 2025
- Organization form · Corporation to Limited Liability CompanyJun 11, 2024 to Jun 13, 2024
- HNW clients · 1.0 to unsetJun 10, 2024 to Jun 11, 2024
- HNW RAUM · 277078322.0 to unsetJun 10, 2024 to Jun 11, 2024
Signals
3 dated events
- O•• F••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $507.2M)Apr 1, 2026 · Left the SEC roster · derived
- O•• F••••• L•• reported RAUM $507.2M, up 45% from $350.4M (2024-08-21 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- O•• F••••• L•• filed its initial SEC registration (Form ADV)Jun 10, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•• F••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•• F••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/one-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- onefunds.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026