DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• G••••• W••••• G••••
Legal name K•••• G••••• A•••••••• L••
Latest filing Jul 28, 2026
First filing on the tape May 29, 2024 · 12 filings
SEC status approved since Jun 28, 2024
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$125M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$125M as of Jul 28, 2026
Feb 20, 2025$117M then
HNW client RAUM$101M as of Jul 28, 2026
Feb 20, 2025$93.3M then
State-registered IARs (5.B.3)2 as of Jul 28, 2026
Feb 20, 20252 then
Employees (5.A)2 as of Jul 28, 2026
Feb 20, 20252 then
Private funds: no history
RAUM +7.4% over the last fiscal yearIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $425,844derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$101M80%
- Individuals$24.6M20%
- Individual clients
- 79reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 294reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• B••••••Certified Financial Planner, Chartered Financial Consultant | Chicago, Il | Jul 3, 2024 | 21 y | 1 |
| D•••• W• F••••••• | Overland Park, Ks | Jul 8, 2024 | 20 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• W• F••••••• from F•••••• F•••••••• A•••••••• L••Jul 8, 2024 · RIA to a newly registered adviser
- J•••• M•••••• B•••••• from F•••••• F•••••••• A•••••••• L••Jul 3, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••••• F•••••••• A•••••••• L••Sep 30, 2024 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• D••••• W• · Ceo & Ccocontrolsince 04/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 6 to 5Apr 23, 2026 to May 22, 2026
- Assets in custody · 125198136.0 to unsetApr 23, 2026 to May 22, 2026
- Custody of client assets · true to falseApr 23, 2026 to May 22, 2026
- Accounts · 282 to 294Oct 9, 2025 to Mar 24, 2026
- HNW clients · 31 to 33Oct 9, 2025 to Mar 24, 2026
- Individual clients · 75 to 79Oct 9, 2025 to Mar 24, 2026
- Assets in custody · $0 to $125MOct 9, 2025 to Mar 24, 2026
- Discretionary RAUM · $116M to $125MOct 9, 2025 to Mar 24, 2026
- HNW RAUM · $93.3M to $101MOct 9, 2025 to Mar 24, 2026
- Individual RAUM · $23.2M to $24.6MOct 9, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $459,341 to $462,640Oct 9, 2025 to Mar 24, 2026
- RAUM · $117M to $125MOct 9, 2025 to Mar 24, 2026
- Other offices · 0 to 1Feb 20, 2025 to Oct 9, 2025
- Accounts · 258 to 282Oct 11, 2024 to Feb 20, 2025
- Individual clients · 71 to 75Oct 11, 2024 to Feb 20, 2025
- Financial planning clients · 0 to 51-100Oct 11, 2024 to Feb 20, 2025
- Discretionary RAUM · $108M to $116MOct 11, 2024 to Feb 20, 2025
- HNW RAUM · $87.6M to $93.3MOct 11, 2024 to Feb 20, 2025
- Individual RAUM · $20.6M to $23.2MOct 11, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $494,417 to $459,341Oct 11, 2024 to Feb 20, 2025
- RAUM · $108M to $117MOct 11, 2024 to Feb 20, 2025
- Accounts · 0 to 258Aug 13, 2024 to Oct 11, 2024
- Advisory activities · 5 to 6Aug 13, 2024 to Oct 11, 2024
- HNW clients · unset to 31.0Aug 13, 2024 to Oct 11, 2024
- Individual clients · unset to 71.0Aug 13, 2024 to Oct 11, 2024
- Discretionary RAUM · $0 to $108MAug 13, 2024 to Oct 11, 2024
- HNW RAUM · unset to 87610599.0Aug 13, 2024 to Oct 11, 2024
- Individual RAUM · unset to 20582254.0Aug 13, 2024 to Oct 11, 2024
- Non-discretionary RAUM · $0 to $494,417Aug 13, 2024 to Oct 11, 2024
- RAUM · $0 to $108MAug 13, 2024 to Oct 11, 2024
- Financial planning clients · unset to 0May 29, 2024 to May 30, 2024
Signals
2 dated events
- 2 advisors left Fortune Financial Advisors, LLC (Overland Park, KS) for Konza Global Wealth Group on the same daySep 30, 2024 · Team lift-out · derived
- Konza Global Wealth Group filed its initial SEC registration (Form ADV)May 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@konzaglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 913-318-5980reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/104100922/admin/dashboardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- konzaglobal.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (913) 318-5980reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- konzaglobal.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026